Timothy Y. Thomas

MEMBERS WEALTH LLC

Santa Barbara, CA 93101

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CRD#: 2870674

Professional summary

Timothy Yeats Thomas, who also goes by Timothy Thomas, is a registered financial advisor currently at MEMBERS WEALTH LLC located in Santa Barbara, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Timothy has worked at 9 firms and has passed the Series 65, Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)CATE SCHOOL, 1960 CATE MESA RD CARPINTERIA, CA 93013, SQUASH COACH, NOT INVESTMENT RELATED, 40HRS/MONTH FOR 3 MONTHS OF THE YEAR - NOVEMBER-JANUARY 2) FOUNDER OF INTEGRATIVE INVESTING; INVESTMENT RELATED; SOLE PROPRIETORSHIP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Yeats Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2023 - Present

MEMBERS WEALTH LLC

Office #1: 10 East Yanonali St, Santa Barbara, CA 93101

RIA

CRD#: 323778

Santa Barbara, CA

Past

December 21, 2022 - November 9, 2023

CS PLANNING CORP

RIA

CRD#: 149937

Santa Barbara, CA

Past

October 13, 2021 - November 7, 2022

HOEY INVESTMENTS, INC.

RIA

CRD#: 152103

Santa Barbara, CA

Past

October 1, 2021 - January 21, 2023

INTEGRATIVE INVESTING

RIA

CRD#: 316083

SANTA BARBARA, CA

Past

June 1, 2020 - September 29, 2021

WEALTHCARE ADVISORY PARTNERS LLC

RIA

CRD#: 171976

Santa Barbara, CA

Past

December 10, 2018 - July 8, 2020

INTEGRATIVE INVESTING

RIA

CRD#: 299395

SANTA BARBARA, CA

Past

April 23, 2018 - January 17, 2019

HOEY INVESTMENTS, INC.

RIA

CRD#: 152103

WEST CHESTER, PA

Past

February 9, 2004 - January 2, 2008

BNY ADVISORS

RIA

CRD#: 106108

MALVERN, PA

Past

December 15, 2003 - January 2, 2008

PERSHING LLC

CRD#: 7560

MALVERN, PA

Past

June 30, 2000 - January 2, 2008

LOCKWOOD FINANCIAL SERVICES, INC.

RIA

CRD#: 40655

MALVERN, PA

Past

February 19, 1999 - December 31, 2005

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEMBERS WEALTH LLC

CRD#: 323778 / SEC#: 801-128482

RIA

Registered Investment Advisory firm - (11/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/24/2023)

IAR

Pennsylvania
(8/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/4/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/2001

General Securities Principal Examination

Current Firm

MEMBERS WEALTH LLC

CRD#: 323778 / SEC#: 801-128482

RIA

Registered Investment Advisory firm - (11/6/2023 Approved)

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Contact information

Main Address

1 South Olive Steet Suite 1c, Media, PA 19063

Mailing Address

Phone number

(267) 367-5453

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MEMBERS WEALTH, LLC 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	512
AUM (Assets Under Management)	$ 217,289,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy Y. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Yeats Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

CS PLANNING CORP

HOEY INVESTMENTS, INC.

INTEGRATIVE INVESTING

WEALTHCARE ADVISORY PARTNERS LLC

INTEGRATIVE INVESTING

HOEY INVESTMENTS, INC.

BNY ADVISORS

PERSHING LLC

LOCKWOOD FINANCIAL SERVICES, INC.

LOCKWOOD FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MEMBERS WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/2018

Series 66

Date: 3/4/1999

Series 7

Date: 3/15/1997

Series 24

Date: 1/26/2001

Current Firm

MEMBERS WEALTH LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEMBERS WEALTH LLC

TRUST BUT VERIFY

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