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Christine A. Turnbull

401K ASSIST
San Clemente, CA
Some features on this profile are disabled
CRD#: 2870462
CT

Professional summary


Christine Anne Turnbull, who also goes by Christine Annas, is a registered financial advisor currently at 401K ASSIST, LLC located in San Clemente, California.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christine has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Christine Annas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT; INSURANCE SALES (LIFE,ACCIDENT&HEALTH, AND VARIABLE CONTRACTS); INVESTMENT RELATED: YES; SPENDS APPROX. 8 HRS/WK. 401K ASSIST, LLC; CONSULTS ON 401K PLANS; SINCE 03/2016; SPENDS APPROX. 16 HRS/WK, SOME DURING TRADING; INVESTMENT RELATED: YES

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christine Anne Turnbull's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 5, 2017 - Present

401K ASSIST, LLC

RIA
CRD#: 289562
San Clemente, CA
Past

July 9, 2012 - April 29, 2016

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
SAN CLEMENTE, CA
Past

May 7, 2009 - December 31, 2011

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
SAN CLEMENTE, CA
Past

June 27, 2007 - October 6, 2008

FINANCIAL TELESIS INC

BD
CRD#: 31012
SAN RAFAEL, CA
Past

June 1, 2001 - August 19, 2005

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

March 12, 2001 - June 6, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

March 12, 2001 - June 6, 2001

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

October 8, 1998 - April 28, 1999

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

May 12, 1997 - April 1, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/5/2017)
IAR
Texas
(4/8/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/6/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


4A
401K ASSIST, LLC
401K ASSIST, LLC

CRD#: 289562 / SEC#:

California
Registered Investment Advisory firm - (10/5/2017 Approved)
Texas
Registered Investment Advisory firm - (4/8/2019 Conditional Restricted)
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Contact information


Main Address
San Clemente, CA
Mailing Address
Phone number
(714) 222-7699
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


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Company Information


401K ASSIST, LLC

CRD#: 289562San Clemente, CA

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