Mihir J. Shah
Professional summary
Mihir Jitendra Shah, who also goes by Mihir J Shah, Mihir Jitenora Shah, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in New York, New York.
Mihir is registered as a RR (Registered Representative) and started their career in finance in 2003. Mihir has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mihir Jitendra Shah's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2023 - Present
LINCOLN INTERNATIONAL LLC
Office #1: 299 Park Ave. 7th Floor, New York, NY 10171September 30, 2019 - September 12, 2022
FIRST CITIZENS CAPITAL SECURITIES, LLC
September 26, 2012 - May 3, 2019
SG AMERICAS SECURITIES, LLC
July 19, 2010 - December 12, 2011
SG AMERICAS SECURITIES, LLC
November 26, 2009 - July 6, 2010
GLC SECURITIES CORP.
June 4, 2004 - April 3, 2008
CITIGROUP GLOBAL MARKETS INC.
July 31, 2003 - May 3, 2004
BNY CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
LINCOLN INTERNATIONAL LLC
CRD#: 42045 / SEC#: , 8-49671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN INTERNATIONAL, LP | SOLE MEMBER | |
| BARR, ROBERT BRUCE | MANAGING MEMBER | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| KAHN, RONALD ALAN | EXECUTIVE COMMITTEE MEMBER | 1701384 |
| LAWSON, LAWRENCE JAMES III | MANAGING MEMBER, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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