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WC

William S. Cashel

T. ROWE PRICE INVESTMENT SERVICES
BALTIMORE, MD 21231
Some features on this profile are disabled
CRD#: 2870348
WC

Professional summary

William S Cashel, who also goes by William S IV Cashel, William Sutherland Cashel Iv, Bill Cashel, William S Cashel Iv, William Cashel, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.

William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

William S Iv Cashel | William Sutherland Cashel Iv | Bill Cashel | William S Cashel Iv | William Cashel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William S Cashel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2026 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: 1307 Point Street, Baltimore, MD 21231
BD
CRD#: 8348
BALTIMORE, MD
Past

June 20, 2023 - January 13, 2026

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
New York, NY
Past

July 26, 2022 - September 19, 2022

FIERA CAPITAL INC.

RIA
CRD#: 113638
Boston, MA
Past

September 9, 2021 - August 12, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Boston, MA
Past

January 2, 2019 - December 31, 2020

AQR INVESTMENTS, LLC

BD
CRD#: 289244
Greenwich, CT
Past

March 26, 2009 - December 31, 2018

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
Boston, MA
Past

May 24, 2005 - March 23, 2009

NATIXIS ADVISORS, LLC

RIA
CRD#: 106800
BOSTON, MA
Past

May 24, 2005 - March 23, 2009

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

July 1, 2003 - May 19, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LA JOLLA, CA
Past

July 1, 2003 - May 19, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

November 6, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
LA JOLLA, CA
Past

September 12, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/16/2026)
RR
Alaska
(4/16/2026)
RR
Arizona
(4/16/2026)
RR
Arkansas
(4/16/2026)
RR
California
(4/16/2026)
RR
Colorado
(4/16/2026)
RR
Connecticut
(4/16/2026)
RR
Delaware
(4/16/2026)
RR
District of Columbia
(4/16/2026)
RR
Florida
(4/16/2026)
RR
Georgia
(4/16/2026)
RR
Hawaii
(4/16/2026)
RR
Idaho
(4/16/2026)
RR
Illinois
(4/16/2026)
RR
Indiana
(4/16/2026)
RR
Iowa
(4/16/2026)
RR
Kansas
(4/16/2026)
RR
Kentucky
(4/16/2026)
RR
Louisiana
(4/16/2026)
RR
Maine
(4/16/2026)
RR
Maryland
(4/16/2026)
RR
Massachusetts
(4/16/2026)
RR
Michigan
(4/16/2026)
RR
Minnesota
(4/16/2026)
RR
Mississippi
(4/16/2026)
RR
Missouri
(4/16/2026)
RR
Montana
(4/16/2026)
RR
Nebraska
(4/16/2026)
RR
Nevada
(4/16/2026)
RR
New Hampshire
(4/16/2026)
RR
New Jersey
(4/16/2026)
RR
New Mexico
(4/16/2026)
RR
New York
(4/16/2026)
RR
North Carolina
(4/16/2026)
RR
North Dakota
(4/16/2026)
RR
Ohio
(4/16/2026)
RR
Oklahoma
(4/16/2026)
RR
Oregon
(4/16/2026)
RR
Pennsylvania
(4/16/2026)
RR
Puerto Rico
(4/16/2026)
RR
Rhode Island
(4/16/2026)
RR
South Carolina
(4/16/2026)
RR
South Dakota
(4/16/2026)
RR
Tennessee
(4/16/2026)
RR
Texas
(4/16/2026)
RR
Utah
(4/16/2026)
RR
Vermont
(4/16/2026)
RR
Virgin Islands
(4/16/2026)
RR
Virginia
(4/16/2026)
RR
Washington
(4/16/2026)
RR
West Virginia
(4/16/2026)
RR
Wisconsin
(4/16/2026)
RR
Wyoming
(4/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/19/2000
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/18/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/17/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TR
T. ROWE PRICE INVESTMENT SERVICES, INC.
ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348 / SEC#: , 8-25130

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
1307 Point Street, Baltimore, MD 21231
Phone number
(410) 345-2000
Established
Maryland since 06/10/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T. ROWE PRICE ASSOCIATES, INC.SHAREHOLDER
BROWN, ANNE WHITESCARVERVICE PRESIDENT/DIRECTOR2396529
COYNE, TIMOTHY JOHNDIRECTOR2096849
HERR, DAVID JVICE PRESIDENT/DIRECTOR7659903
KORENMAN, PHILLIPPRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD4531831
MUMFORD, STEPHANIE PETERSVICE PRESIDENT/CCO2725261
NEWMAN, CHRISTOPHER CUDDYVICE PRESIDENT/DIRECTOR2037516
NYCE, BRITTONVICE PRESIDENT/CONTROLLER7313600

Disclosures

Regulatory Event1
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348Baltimore, MD 21231

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