Gregory A. Berstler

BLUE CAPITAL

LINCOLN, NE 68506

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CRD#: 2870305

Professional summary

Gregory Allen Berstler, who also goes by Greg Allen Berstler, is a registered financial advisor currently at BLUE CAPITAL located in Lincoln, Nebraska.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gregory has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Allen Berstler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BERSTLER ENTERPRISES, INC. /DBA BERSTLER GROUP 4400 LUCILLE DRIVE, SUITE 104 LINCOLN, NE 68516 PRESIDENT/OWNER/ FIXED INSURANCE/SPEAKING ENGAGEMENTS EFFECTIVE: 01/1997 25 hours a month on fixed products, with 10 of those hours during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Allen Berstler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2019 - Present

BLUE CAPITAL

Office #1: 7811 Pioneers Blvd. Suite 104, Lincoln, NE 68506

RIA

CRD#: 304083

LINCOLN, NE

Past

July 21, 2014 - November 12, 2019

CAPITAL SYNERGY PARTNERS

CRD#: 148733

LINCOLN, NE

Past

February 12, 2014 - November 12, 2019

CAPITAL SYNERGY PARTNERS

RIA

CRD#: 148733

LINCOLN, NE

Past

February 18, 2011 - February 12, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LINCOLN, NE

Past

January 16, 2004 - February 9, 2011

FINANCIAL WEST GROUP

RIA

CRD#: 16668

LINCOLN, NE

Past

August 8, 2002 - November 5, 2010

CPS FINANCIAL & INSURANCE SERVICES, INC.

CRD#: 41243

IRVINE, CA

Past

May 30, 2002 - February 9, 2011

FINANCIAL WEST GROUP

CRD#: 16668

LINCOLN, NE

Past

April 16, 1997 - June 4, 2002

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE CAPITAL

BERSTLER GROUP | BLUE CAPITAL, INC. | BLUE CAPITAL | BK FINANCIAL SERVICES

CRD#: 304083 / SEC#: 801-121357

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

California

Registered Investment Advisory firm - (7/2/2021 Terminated)

Iowa

Registered Investment Advisory firm - (6/10/2021 Terminated)

Nebraska

Registered Investment Advisory firm - (6/2/2021 Terminated)

Nevada

Registered Investment Advisory firm - (7/14/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/2/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(11/18/2019)

IAR

Texas
(6/22/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/12/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/14/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUE CAPITAL

BERSTLER GROUP | BLUE CAPITAL, INC. | BLUE CAPITAL | BK FINANCIAL SERVICES

CRD#: 304083 / SEC#: 801-121357

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

California

Registered Investment Advisory firm - (7/2/2021 Terminated)

Iowa

Registered Investment Advisory firm - (6/10/2021 Terminated)

Nebraska

Registered Investment Advisory firm - (6/2/2021 Terminated)

Nevada

Registered Investment Advisory firm - (7/14/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/2/2021 Terminated)

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Contact information

Main Address

3814 Farnam Street Suite 202, Omaha, NE 68131

Mailing Address

Phone number

(402) 932-0131

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BCI ADV 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,201
AUM (Assets Under Management)	$ 208,782,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory A. Berstler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Allen Berstler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL SYNERGY PARTNERS

CAPITAL SYNERGY PARTNERS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

FINANCIAL WEST GROUP

CPS FINANCIAL & INSURANCE SERVICES, INC.

FINANCIAL WEST GROUP

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

BLUE CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/2014

Series 66

Date: 1/12/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2014

Series 6

Date: 4/14/1997

Current Firm

BLUE CAPITAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE CAPITAL

TRUST BUT VERIFY

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