Angela B. Zachman

KPP ADVISORY SERVICES LLC

Louisville, KY 40222

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CRD#: 2870160

Professional summary

Angela Beth Zachman, who also goes by Angela B Castleberry, Angela B. Newton, Angela Beth Newton, is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Louisville, Kentucky and LPL FINANCIAL LLC located in Louisville, Kentucky.

Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Angela has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Angela B Castleberry | Angela B. Newton | Angela Beth Newton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 03/31/2014 - DBA ONLY - KENTUCKY PLANNING PARTNERS - LOUISVILLE, KY (2) 03/31/2014 - REAL ESTATE RENTAL - REAL ESTATE OWNERSHIP - ORANGE BEACH AL (3) 06/02/2014 - ABZ FINANCIAL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY (4) 11/2/2017 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/02/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angela Beth Zachman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2017 - Present

KPP ADVISORY SERVICES LLC

Office #1: 9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222

RIA

CRD#: 289507

Louisville, KY

Current

March 31, 2014 - Present

LPL FINANCIAL LLC

Office #1: 9300 Shelbyville Rd Ste. 1310, Louisville, KY 40222-5170

RIA

CRD#: 6413

LOUISVILLE, KY

Past

March 31, 2014 - February 27, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

January 1, 2004 - March 26, 2014

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

LOUISVILLE, KY

Past

January 1, 2004 - March 26, 2014

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

LOUISVILLE, KY

Past

November 12, 2003 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

LOUISVILLE, KY

Past

September 8, 2003 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

December 2, 2002 - July 14, 2003

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

April 11, 2000 - November 22, 2002

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

September 5, 1997 - April 11, 2000

ARM SECURITIES CORPORATION

CRD#: 932

MINOT, ND

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KPP ADVISORY SERVICES LLC

CRD#: 289507 / SEC#: 801-111709

RIA

Registered Investment Advisory firm - (9/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/19/2014)

Georgia
(8/29/2019)

Indiana
(12/4/2017)

Kentucky
(3/31/2014)

IAR

Kentucky
(10/9/2017)

Minnesota
(1/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/4/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KPP ADVISORY SERVICES LLC

CRD#: 289507 / SEC#: 801-111709

RIA

Registered Investment Advisory firm - (9/15/2017 Approved)

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Contact information

Main Address

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222

Mailing Address

Phone number

(502) 394-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A KPP ADVISORY SERVICES LLC (2/10/2025)

Regulatory assets under management

Total Number of Accounts	3,405
AUM (Assets Under Management)	$ 874,251,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Angela B. Zachman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angela Beth Zachman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

TOUCHSTONE SECURITIES, INC.

ARM SECURITIES CORPORATION

Primary Firm SEC Registration

KPP ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/2003

Series 63

Date: 6/19/1997

SIE

Date: 10/1/2018

Series 7

Date: 11/24/1998

Series 6

Date: 9/4/1997

FINRA

Current Firm

KPP ADVISORY SERVICES LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KPP ADVISORY SERVICES LLC

TRUST BUT VERIFY

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