Brian J. Sekelsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Joseph Sekelsky was a registered financial advisor .
Brian is a previously registered financial advisor and started their career in finance in 1997. Brian had worked at 12 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2006 - May 4, 2009
BB&T INVESTMENT SERVICES, INC.
December 12, 2006 - May 4, 2009
BB&T INVESTMENT SERVICES, INC.
August 3, 2006 - December 13, 2006
AMERIPRISE ADVISOR SERVICES, INC.
August 2, 2006 - December 13, 2006
AMERIPRISE ADVISOR SERVICES, INC.
July 6, 2005 - June 8, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - June 8, 2006
CHASE INVESTMENT SERVICES CORP.
December 8, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
December 8, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
March 18, 2004 - September 16, 2004
QUICK & REILLY, INC.
March 18, 2004 - September 16, 2004
QUICK & REILLY, INC.
January 1, 2004 - March 19, 2004
PNC WEALTH MANAGEMENT LLC
January 1, 2004 - March 19, 2004
PNC WEALTH MANAGEMENT LLC
August 4, 2003 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
June 1, 2002 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
March 21, 2001 - June 1, 2002
PNC BROKERAGE CORP
December 7, 1998 - March 5, 2001
MORGAN STANLEY DW INC.
January 26, 1998 - July 7, 1998
ACCESS FINANCIAL GROUP, INC.
October 21, 1997 - May 4, 1998
FIN-ATLANTIC SECURITIES, INC.
August 4, 1997 - October 22, 1997
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
