Samuel A. Braun
Professional summary
Samuel A. Braun, CFP®, CIMA®, who also goes by Samuel Arthur Abraun, Sam Braun, Samuel A Braun, Samuel Arthur Braun, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Evanston, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Evanston, Illinois.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Samuel has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel A. Braun's CRS (Customer Relationship Summary).
Certified licenses
Education
Ohio State University
Bachelor of Science (BS) - Family Economics
1990
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: 808 Church St, Evanston, IL 60201-3770February 11, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 808 Church Street, Evanston, IL 60201April 4, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 7, 2021 - March 23, 2022
VISION 4 FUND DISTRIBUTORS
January 2, 2019 - January 8, 2020
VISION 4 FUND DISTRIBUTORS
January 6, 2017 - December 31, 2018
FIRST DOMINION CAPITAL CORP.
May 8, 2015 - December 31, 2016
TSC DISTRIBUTORS, LLC
January 13, 2014 - April 20, 2015
SALIENT CAPITAL ADVISORS, LLC
January 13, 2014 - April 20, 2015
SALIENT CAPITAL L.P.
August 29, 2011 - January 21, 2014
EAGLE ASSET MANAGEMENT INC
June 11, 2010 - January 8, 2014
CARILLON FUND DISTRIBUTORS, INC.
February 3, 1999 - June 15, 2010
PRIVATE VISTA, LLC
January 4, 1999 - May 21, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 1998 - January 4, 1999
OSAIC FA, INC.
April 7, 1997 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Planning ConsultantCRD#: 104555Evanston, IL 60201-3770TRUST BUT VERIFY
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