Paul P. Bianchi

PROSSIMO ADVISORS LLC

San Luis Obispo, CA 93401

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CRD#: 2869570

Professional summary

Paul Peter Bianchi JR, who also goes by Paul Peter Bianchi, is a registered financial advisor currently at PROSSIMO ADVISORS LLC located in San Luis Obispo, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Paul has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Peter Bianchi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Peter Bianchi JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2017 - Present

PROSSIMO ADVISORS LLC

Office #1: 1150 Osos Street Suite 208, San Luis Obispo, CA 93401

RIA

CRD#: 289347

San Luis Obispo, CA

Past

August 23, 2012 - April 27, 2017

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

SAN JOSE, CA

Past

August 21, 2012 - April 27, 2017

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

SAN JOSE, CA

Past

March 12, 2010 - November 30, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN JOSE, CA

Past

March 12, 2010 - November 30, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN JOSE, CA

Past

June 20, 2008 - January 15, 2010

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

SANTA BARBARA, CA

Past

June 20, 2008 - January 15, 2010

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

SANTA BARBARA, CA

Past

August 1, 2002 - July 5, 2006

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

CARMEL, CA

Past

May 2, 2001 - July 5, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

CARMEL, CA

Past

April 21, 1997 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSSIMO ADVISORS LLC

CRD#: 289347 / SEC#: 801-118685

RIA

Registered Investment Advisory firm - (5/11/2020 Approved)

California

Registered Investment Advisory firm - (4/20/2018 Approved)

Texas

Registered Investment Advisory firm - (4/2/2019 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/24/2017)

IAR

Texas
(4/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/18/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/7/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/4/1998

General Securities Principal Examination

Current Firm

PROSSIMO ADVISORS LLC

CRD#: 289347 / SEC#: 801-118685

RIA

Registered Investment Advisory firm - (5/11/2020 Approved)

California

Registered Investment Advisory firm - (4/20/2018 Approved)

Texas

Registered Investment Advisory firm - (4/2/2019 Conditional Restricted)

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Contact information

Main Address

1150 Osos Street Suite 208, San Luis Obispo, CA 93401

Mailing Address

Phone number

(805) 548-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROSSIMO ADV PART2A_2B BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 196,294,029

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul P. Bianchi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Peter Bianchi JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

Primary Firm SEC Registration

PROSSIMO ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/1999

SIE

Date: 4/27/2017

Series 7

Date: 4/17/1997

Series 10

Date: 10/18/2002

Series 9

Date: 6/7/2002

Series 24

Date: 9/4/1998

Current Firm

PROSSIMO ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSSIMO ADVISORS LLC

TRUST BUT VERIFY

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