John H. Welch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Howard Welch, who also goes by John Howard Welch, John Welch, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 10 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2024 - June 2, 2026
BRASIL PLURAL SECURITIES LLC
May 4, 2017 - July 11, 2019
HSBC SECURITIES (USA) INC.
January 3, 2012 - December 13, 2016
CIBC WORLD MARKETS CORP.
September 10, 2010 - September 29, 2011
MACQUARIE CAPITAL (USA) INC.
July 30, 2009 - July 7, 2010
ITAU INTERNATIONAL SECURITIES INC.
April 1, 2008 - June 20, 2008
J.P. MORGAN SECURITIES LLC
April 13, 2004 - April 3, 2008
LEHMAN BROTHERS INC.
June 11, 2002 - April 14, 2004
PORTIGON SECURITIES INC.
April 13, 2000 - May 7, 2002
BARCLAYS CAPITAL INC.
April 7, 1997 - April 19, 2000
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRASIL PLURAL SECURITIES LLC
CRD#: 159384 / SEC#: , 8-68982
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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