Louis B. Arathoon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Benedict Arathoon, who also goes by Lou Arathoon, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1997. Louis had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2012 - December 31, 2013
BELVEDERE ASSET MANAGEMENT, LLC
January 6, 2010 - May 27, 2010
WFP SECURITIES
January 5, 2010 - May 27, 2010
WFP SECURITIES
September 23, 2009 - October 5, 2009
WFP SECURITIES
September 22, 2009 - October 5, 2009
WFP SECURITIES
May 11, 2009 - June 10, 2009
INDEPENDENT FINANCIAL GROUP, LLC
May 11, 2009 - June 10, 2009
INDEPENDENT FINANCIAL GROUP, LLC
March 16, 2004 - May 12, 2009
CETERA INVESTMENT ADVISERS LLC
May 13, 2003 - May 12, 2009
CETERA FINANCIAL SPECIALISTS LLC
December 9, 2002 - June 6, 2003
CAPITAL RESOURCE MANAGEMENT, INC.
December 4, 1997 - April 8, 2003
FIRST ALLIED SECURITIES, INC.
August 8, 1997 - November 6, 1997
PIM FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BELVEDERE ASSET MANAGEMENT, LLC
CRD#: 147887 / SEC#: 801-76961
Contact information
Red Flags
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