Andrew H. Actman
Professional summary
Andrew Howard Actman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Andrew had worked at 10 firms, which includes TERRA NOVA FINANCIAL LLC, NOBLETRADING.COM INC., INTEGRITY TRADING INC., LIGHTSPEED PROFESSIONAL TRADING LLC, LIGHTSPEED TRADING LLC, SCHONFELD SECURITIES LLC, C&N TRADING L.L.C., ATS L.P., BROADWAY TRADING LLC, ICAPITAL MARKETS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2010 - December 3, 2010
TERRA NOVA FINANCIAL, LLC
March 30, 2010 - June 8, 2010
NOBLETRADING.COM, INC.
January 17, 2008 - July 22, 2008
INTEGRITY TRADING, INC.
April 13, 2007 - July 28, 2008
LIGHTSPEED PROFESSIONAL TRADING LLC
December 19, 2002 - January 23, 2012
LIGHTSPEED TRADING, LLC
August 30, 2002 - December 31, 2002
SCHONFELD SECURITIES, LLC
April 4, 2000 - January 14, 2002
C&N TRADING, L.L.C.
June 1, 1998 - February 22, 1999
ATS L.P.
July 24, 1997 - September 25, 2002
BROADWAY TRADING, LLC
April 9, 1997 - December 17, 1997
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/4/2025
General Securities Representative ExaminationCurrent Firm
TERRA NOVA FINANCIAL, LLC
CRD#: 37761 / SEC#: , 8-47943
Contact information
Documents
Disclosures
| Regulatory Event | 24 |
| Arbitration | 4 |
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