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Joseph Thomas Profit Jr

CRD# 2868686·Registered 1998 - 2005
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Thomas Profit JR, who also goes by Joe Profit Jr, Joseph Profit, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1998 - 2005. Joseph had worked at 7 firms and has passed the Series 65, Series 66, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Profit Jr, Joseph Profit

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ANDERSON & STRUDWICK, INCORPORATED·CRD# 48
BD
Richmond, VA
October 13, 2004 - September 21, 2005
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
April 2, 2003 - June 24, 2004
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
November 16, 2001 - November 20, 2002
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
April 10, 2001 - November 1, 2001
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
August 7, 2000 - March 5, 2001
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
February 28, 1999 - April 13, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 15, 1998 - January 4, 1999

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Current Firm

A&
ANDERSON & STRUDWICK, INCORPORATED

A&S CAPITAL ADVISORS | ANDERSON STRUDWICK, INC | ANDERSON STRUDWICK | ANDERSON & STRUDWICK, INCORPORATED | A&S, INC.

CRD#: 48 / SEC#: 8-18206
BD
Terminated by SEC on 02/11/2012

Contact Information

Established

Virginia since 10/01/1974

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
ANDERSON & STRUDWICK INVESTMENT CORPORATIONHOLDING COMPANY—
JOYNER, DAMON BRADLEYPRESIDENT / CEO2157176
JOYNER, DAMON BRADLEYCFO / COO2157176
KOTH, JOHN MICHAELCCO ADVISORY1760032
KOTH, JOHN MICHAELCHIEF COMPLIANCE OFFICER1760032

Disclosures

Regulatory Event

19

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2006About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Nov 1998About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Mar 1997About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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