Robert G. Cihra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert George Cihra was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2016 - December 31, 2018
GUGGENHEIM SECURITIES, LLC
July 29, 2015 - July 5, 2016
CRT CAPITAL GROUP LLC
October 31, 2014 - June 1, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
September 7, 2011 - November 18, 2014
EVERCORE GROUP L.L.C.
December 16, 2008 - August 30, 2011
CARIS & COMPANY, INC.
December 15, 2005 - January 3, 2006
SOLEIL SECURITIES CORPORATION
February 3, 2003 - January 3, 2006
FULCRUM GLOBAL PARTNERS LLC
April 30, 2001 - December 7, 2001
ABN AMRO INCORPORATED
June 4, 1997 - April 30, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUGGENHEIM SECURITIES, LLC
CRD#: 40638 / SEC#: , 8-49107
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINKS HOLDINGS, LLC | MEMBER | |
| GUGGENHEIM MANAGER, INC. | MANAGING MEMBER | |
| LOWERY WHILLE, TRACY | CHIEF COMPLIANCE OFFICER | 2872693 |
| MILLSTEIN, JAMES E. | CO-CHARIMAN | 4270577 |
| SCHWARTZ, ALAN DAVID | CO-CHAIRMAN | 416184 |
| SCHWARTZ, ANDREW JON | CHIEF FINANCIAL OFFICER | 5121914 |
| TSOU, SUSAN | FINOP & PRINCIPAL FINANCIAL OFFICER | 6187001 |
| VAN LITH, MARK ALAN | CHEIF EXECUTIVE OFFICER | 2263510 |
| WINICK, HOWARD NEIL | PRINCIPAL OPERATIONS OFFICER | 1871689 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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