Mark E. Lavalle

KCS ADVISORS

CONCORD, NH 03301

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CRD#: 2868631

Professional summary

Mark Ernest Lavalle is a registered financial advisor currently at KCS ADVISORS, LLC located in Concord, New Hampshire.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)BOW SCHOOL DISTRICT TREASURER SINCE 1992. APPROXIMATELY 1-2 HOURS PER WEEK ALL OF WHICH OCCUR OUTSIDE OF SECURITIES TRADING HOURS. 2)CO-TRUSTEE HELEN R. PIERCE TRUST SINCE 1986. AVERAGING 5-7 HOURS PER WEEK ALL OUTSIDE OF SECURITIES TRADING HOURS. (MR. LAVALLE DOES NOT MANAGE THE ASSETS OF THIS TRUST; THIS IS SOLELY A TRUSTEE RELATIONSHIP.) 3)TRUSTEE OF BEDFORD KIDS FIRST TRUST, BOW, NH SINCE 2013. APPROXIMATELY 15 HOURS PER MONTH WITH 5 OF THOSE HOURS SPECIFIC TO THE TRUST DURING SECURITIES TRADING HOURS. MR. LAVALLE IS RESPONSIBLE FOR THE MANAGEMENT OF THE ASSETS OF THE TRUST. THE TRUST ASSETS ARE NOT MANAGED THROUGH KCS ADVISORS, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ernest Lavalle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 23, 2010 - Present

KCS ADVISORS, LLC

Office #1: One Eagle Square Suite 505, Concord, NH 03301

RIA

CRD#: 128005

CONCORD, NH

Past

February 28, 2001 - August 11, 2005

BOSTON PRIVATE VALUE INVESTORS, INC.

RIA

CRD#: 109871

CONCORD, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/8/2013)

IAR

New Hampshire
(12/23/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2010

Uniform Investment Adviser Law Examination

Current Firm

KCS ADVISORS, LLC

CRD#: 128005 / SEC#: 801-69209

RIA

Registered Investment Advisory firm - (4/29/2009 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/8/2013 Approved)

New Hampshire

Registered Investment Advisory firm - (4/23/2009 Approved)

South Carolina

Registered Investment Advisory firm - (11/12/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 North Main Street Suite 505, Concord, NH 03301

Mailing Address

Phone number

(603) 219-0771

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 78,398,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Lavalle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ernest Lavalle's CRS (Customer Relationship Summary).

Certified licenses

Experience

KCS ADVISORS, LLC

BOSTON PRIVATE VALUE INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2010

Current Firm

KCS ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KCS ADVISORS, LLC

TRUST BUT VERIFY

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