Thomas E. Hatfield

FAMILY FREEDOM WEALTH MANAGEMENT

ADDISON, TX 75001

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CRD#: 2868599

Professional summary

Thomas Edmund Hatfield IV, who also goes by Thomas Hatfield, is a registered financial advisor currently at FAMILY FREEDOM WEALTH MANAGEMENT, LLC located in Addison, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Hatfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THOMAS HATFIELD IV DBA HATFIELD FINANCIAL; INSURANCE AGENT; INVESTMENT RELATED; 01/1997; ADDISON, TX 75001, LIFE INSURANCE PRODUCT SALES, 40 HRS/MO,INCLUDING DURING TRADING HOURS. HILLCREST LACROSS ASSOCIATION; NON-INVESTMENT RELATED; 10/2015; DALLAS, TX; COACH AND BOARD MEMBER; 40 HRS/MONTH JANUARY-APRIL 5 HOURS/MONTH MAY-DECEMBER OUTSIDE OF TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edmund Hatfield IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

Office #1: 16475 Dallas Parkway Suite 835, Addison, TX 75001

RIA

CRD#: 333216

ADDISON, TX

Past

May 29, 2022 - May 9, 2025

SPECTRUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 144164

Addison, TX

Past

June 21, 2010 - June 1, 2022

FIRST FINANCIAL COACHING, INC.

RIA

CRD#: 152070

ADDISON, TX

Past

February 19, 2010 - December 31, 2017

TRIAD ADVISORS LLC

CRD#: 25803

ADDISON, TX

Past

May 12, 1997 - March 1, 2010

OSAIC FS, INC.

RIA

CRD#: 3870

ADDISON, TX

Past

March 27, 1997 - March 1, 2010

OSAIC FS, INC.

CRD#: 3870

ADDISON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/25/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

CRD#: 333216 / SEC#:

Texas

Registered Investment Advisory firm - (11/19/2024 Approved)

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Contact information

Main Address

16475 Dallas Parkway Suite 835, Addison, TX 75001

Mailing Address

Phone number

(972) 931-9730

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas E. Hatfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edmund Hatfield IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

SPECTRUM WEALTH MANAGEMENT, LLC

FIRST FINANCIAL COACHING, INC.

TRIAD ADVISORS LLC

OSAIC FS, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/2010

Series 63

Date: 5/9/1997

SIE

Date: 12/31/2017

Series 6

Date: 3/25/1997

Current Firm

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

FAMILY FREEDOM WEALTH MANAGEMENT, LLC

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