Jesse Curiel Iii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Curiel Iii, who also goes by Jesse Curiel III, Jesse Curiel, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 1997. Jesse had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2018 - December 31, 2025
TRESCO FINANCIAL, LLC
October 5, 2011 - January 11, 2018
WADDELL & REED
September 26, 2011 - January 11, 2018
WADDELL & REED
June 4, 2004 - June 30, 2011
WALL STREET FINANCIAL GROUP, INC.
August 14, 2001 - June 4, 2004
A. G. EDWARDS & SONS, INC.
March 9, 2000 - August 22, 2001
QUICK & REILLY, INC.
April 16, 1997 - December 31, 1998
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TRESCO FINANCIAL, LLC
CRD#: 291722 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 380,211 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
