Jesse Curiel Iii

TRESCO FINANCIAL

Las Vegas, NV 89123

Some features on this profile are disabled

CRD#: 2868588

Professional summary

Jesse Curiel Iii, who also goes by Jesse Curiel III, Jesse Curiel, is a registered financial advisor currently at TRESCO FINANCIAL, LLC located in Las Vegas, Nevada.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jesse has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jesse Curiel Iii | Jesse Curiel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

6/2001-PRESENT, JESSE CURIEL, INV-RELATED: Y, LAS VEGAS, NV, REAL ESTATE, OWNER/MANAGER, 80 HRS/WK, 1 HR DURING SECURITIES TRADING, RENTAL MANAGEMENT 9/2011-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, INV-RELATED: Y, HENDERSON, NV, INSURANCE, INSURANCE AGENT. 02/2015-PRESENT, JESSE CURIEL III, HENDERSON, NV, NOT INVESTMENT RELATED, TAXES, PREPARE TAXES, 40HRS/MO, 2HRS/DAY DURING SEC TRADING HRS, TAX PREPARER. 09/2017 - PRESENT, THE REAL ESTATE SERVICES COMPANY, LLC, A REAL ESTATE FIRM THAT ENGAGES IN BROKERAGE BUSINESS, PROPERTY MANAGEMENT, AND MAINTENANCE. POSITION TITLE: MANAGING MEMBER/REALTOR/PROPERTY MANAGER. MR. CURIEL WORKS WITH CLIENTS TO MARKET THE SALE OF THEIR HOME OR THE LEASING OF THEIR RENTAL PROPERTIES. MR. CURIEL WORKS WITH CLIENTS IN THE PURCHASE OF THEIR HOMES AND RENTAL PROPERTIES. MR> CURIEL MANAGES TENANT RELATIONSHIPS, COORDINATING VENDOR ACTIVITIES AND ACCOUNTING. HOURS DEVOTED TO BUSINESS DURING TRADING HOURS PER WEEK: 40. HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS PER WEEK: 40.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Curiel Iii's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2018 - Present

TRESCO FINANCIAL, LLC

Office #1: 8565 S. Eastern Avenue Suite 150, Las Vegas, NV 89123

RIA

CRD#: 291722

Las Vegas, NV

Past

October 5, 2011 - January 11, 2018

WADDELL & REED

RIA

CRD#: 866

RIVERSIDE, CA

Past

September 26, 2011 - January 11, 2018

WADDELL & REED

CRD#: 866

RIVERSIDE, CA

Past

June 4, 2004 - June 30, 2011

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

HENDERSON, NV

Past

August 14, 2001 - June 4, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

March 9, 2000 - August 22, 2001

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

April 16, 1997 - December 31, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(3/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/28/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/14/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/16/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

TRESCO FINANCIAL, LLC

CRD#: 291722 / SEC#:

Nevada

Registered Investment Advisory firm - (3/28/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8565 S. Eastern Avenue Suite 150, Las Vegas, NV 89123

Mailing Address

Phone number

(702) 714-1535

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 347,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Beatty

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Las Vegas, NV

Kenneth Young

TRANSAMERICA FINANCIAL ADVISORS, LLC

IAR

Las Vegas, NV

Jodie Cohen-potter

LPL FINANCIAL LLC

IAR

LAS VEGAS, NV

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jesse Curiel Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Curiel Iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

WADDELL & REED

WADDELL & REED

WALL STREET FINANCIAL GROUP, INC.

A. G. EDWARDS & SONS, INC.

QUICK & REILLY, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2011

Series 63

Date: 4/21/1997

SIE

Date: 1/11/2018

Series 7

Date: 2/28/2000

Series 6

Date: 4/14/1997

Series 26

Date: 5/16/1997

Current Firm

TRESCO FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRESCO FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors