James V. Cimino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Vincent Cimino was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1997. James had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2014 - September 29, 2015
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 3, 2013 - August 12, 2013
LAUREL WEALTH ADVISORS, INC.
January 3, 2011 - April 4, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - April 4, 2012
WELLS FARGO CLEARING SERVICES, LLC
May 15, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
December 13, 2000 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
December 1, 1999 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
April 9, 1997 - May 2, 2001
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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