Johanna Z. Vogel
Professional summary
Johanna Zoe Vogel, who also goes by Johanna Vogel, is a registered financial professional currently at HARBOR FUNDS DISTRIBUTORS, INC. located in Chicago, Illinois.
Johanna is registered as a RR (Registered Representative) and started their career in finance in 1999. Johanna has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johanna Zoe Vogel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2020 - Present
HARBOR FUNDS DISTRIBUTORS, INC.
Office #1: 111 South Wacker Drive 34th Floor, Chicago, IL 60606March 5, 2015 - March 2, 2020
MML DISTRIBUTORS, LLC
May 11, 2012 - December 8, 2014
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
February 6, 2009 - May 5, 2010
NUVEEN FUND ADVISORS, LLC
January 22, 2003 - January 27, 2009
RITTENHOUSE ASSET MANAGEMENT, INC.
October 31, 2001 - May 5, 2010
NUVEEN SECURITIES, LLC
September 3, 1999 - August 20, 2001
MORGAN STANLEY DISTRIBUTION, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
HARBOR FUNDS DISTRIBUTORS, INC.
CRD#: 113506 / SEC#: , 8-53339
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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