PV
Peter L. Vescovi
REGAL INVESTMENT ADVISORS LLC
Lutz, FL
Some features on this profile are disabled
CRD#: 2868446
PV
Professional summary
Peter Louis Vescovi, who also goes by Pete Vescovi, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Lutz, Florida and REGULUS FINANCIAL GROUP, LLC located in Cheshire, Connecticut.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pete Vescovi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Covenant Wealth Advisors - Investment Related: Yes - Address: 345 Highland Ave, Ste 101, Cheshire, CT 06410 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Registered Representative/Investment Advisor Representative/Insurance Agent - Start Date: 10/14/2025 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Covenant Tax & Insurance Services - Investment Related: No - Address: 345 Highland Ave, Ste 101, Cheshire Ct 06410 - Nature of Business: Tax Preparation - Title or Relationship: Owner - Start Date: 9/1/2018 - Hours per month: 10 - Hours per month during trading hours: 0 - Duties: Tax prep and planning occurring February-April. Business Name: PLV Enterprises - Investment Related: No - Address: 345 Highland Ave, Ste 101, Cheshire, CT 06410 - Nature of Business: Condo Rental - Title or Relationship: Owner - Start Date: 4/1/2016 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Property management
CRS (Client Relationship Summary) - RIA
Click below to view Peter Louis Vescovi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2025 - Present
REGAL INVESTMENT ADVISORS LLC
Office #2: 345 Highland Ave Ste 101, Cheshire, CT 06410RIA
CRD#: 125004
Lutz, FL
Current
October 14, 2025 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 345 Highland Ave Ste 101, Cheshire, CT 06410BD
CRD#: 150631
Cheshire, CT
Past
October 24, 2005 - October 15, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CHESHIRE, CT
Past
October 24, 2005 - October 15, 2025
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
CHESHIRE, CT
Past
September 8, 2004 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
RIA
CRD#: 111302
POMPTON LAKES, NJ
Past
September 8, 2004 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
November 20, 2001 - September 2, 2004
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
GLASTONBURY, CT
Past
November 12, 2001 - September 2, 2004
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
February 22, 2000 - November 9, 2001
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
April 9, 1997 - February 23, 2000
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/14/2025)
RR
Colorado(10/14/2025)
RR
Connecticut(10/14/2025)
IAR
Connecticut(10/14/2025)
RR
Delaware(10/14/2025)
RR
Florida(10/14/2025)
IAR
Florida(10/17/2025)
RR
Georgia(10/14/2025)
RR
Maine(10/14/2025)
RR
Massachusetts(10/14/2025)
RR
New Hampshire(10/14/2025)
RR
New Jersey(10/14/2025)
RR
New York(10/14/2025)
RR
North Carolina(10/14/2025)
RR
South Carolina(10/14/2025)
RR
Tennessee(10/14/2025)
RR
Texas(10/14/2025)
IAR
Texas(10/14/2025)
RR
Washington(10/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 3/8/1999
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
