AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Kurtis Silas Baker

Kurtis S. Baker

CERTIFIED WEALTH MANAGEMENT & INVESTMENT
Princeton, NJ 08540
CRD#: 2868097
Some features on this profile are disabled
Kurtis Silas Baker
Kurtis Silas BakerCERTIFIED WEALTH MANAGEMENT & INVESTMENT

Professional summary

Kurtis Silas Baker, AIF®, CFP® is a registered financial advisor currently at CERTIFIED WEALTH MANAGEMENT & INVESTMENT LLC located in Princeton, New Jersey.

Kurtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kurtis has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurtis Silas Baker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

March 25, 2013 - Present

CERTIFIED WEALTH MANAGEMENT & INVESTMENT LLC

Office #1: 101 College Road East Suite 2, Princeton, NJ 08540
RIA
CRD#: 165924
Princeton, NJ
Past

June 11, 1997 - March 1, 2012

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(3/25/2013)
IAR
Texas
(8/31/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/22/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/11/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/1997
General Securities Representative Examination

Current Firm

CW
CERTIFIED WEALTH MANAGEMENT & INVESTMENT LLC
ALTERNATIVE MORTGAGE & INVESTMENT CORPORATION | CERTIFIED WEALTH MANAGEMENT & INVESTMENT LLC

CRD#: 165924 / SEC#:

New Jersey
Registered Investment Advisory firm - (3/25/2013 Approved)
Texas
Registered Investment Advisory firm - (8/31/2023 Conditional Restricted)
Loading...

Contact information

Main Address
101 College Road East Suite 2, Princeton, NJ 08540
Mailing Address
Po Box 3127, Princeton, NJ 08543-3127
Phone number
(609) 716-4700
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts32
AUM (Assets Under Management)$ 22,423,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CERTIFIED WEALTH MANAGEMENT & INVESTMENT LLC

CRD#: 165924Princeton, NJ 08540

TRUST BUT VERIFY

Monitor Kurtis Baker

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

FR
Fernando RiveraAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
EAST BRUNSWICK, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.