John R. Frederick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Frederick was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2022 - July 28, 2025
RAPPAPORT REICHES CAPITAL MANAGEMENT,
June 20, 1998 - January 10, 2022
FREDERICK CAPITAL MANAGEMENT
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RAPPAPORT REICHES CAPITAL MANAGEMENT,
CRD#: 137021 / SEC#: 801-67542
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,818 |
| AUM (Assets Under Management) | $ 1,126,239,300 |
Red Flags
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