Marcio Fucs
Professional summary
Marcio Fucs is a registered financial professional currently at BOLTON GLOBAL CAPITAL .
Marcio is registered as a RR (Registered Representative) and started their career in finance in 1997. Marcio has worked at 5 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marcio Fucs's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2013 - Present
BOLTON GLOBAL CAPITAL
Office #1: Av. Nove De Julho 5017 12 Andar, Sao Paulo 01407-200March 12, 2014 - October 31, 2016
BOLTON SECURITIES CORPORATION
March 6, 2008 - August 12, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - August 12, 2008
WELLS FARGO CLEARING SERVICES, LLC
February 7, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 6, 1997 - December 8, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BOLTON GLOBAL CAPITAL
CRD#: 15650 / SEC#: , 8-33222
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRENIER, RAYMOND GERARD | CHAIRMAN OF THE BOARD | 1404159 |
| BEALS, MATTHEW GEORGE | PRESIDENT AND CHIEF OPERATING OFFICER | 5157251 |
| CATALDO, JOHN GENNARO | CHIEF ADMINISTRATIVE AND LEGAL OFFICER | 5707721 |
| MAHLE, DAPHNE JANE | CHIEF COMPLIANCE OFFICER | 4367277 |
| PRESKENIS, STEVEN CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 4410822 |
| TARPEY, STEVEN R | CHIEF FINANCIAL OFFICER | 6640625 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
| Bond | 4 |
Red Flags
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