Kenneth M. Kupchik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Michael Kupchik, who also goes by Kenneth Grassi, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1997. Kenneth had worked at 8 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - November 30, 2021
T3 TRADING GROUP, LLC
March 23, 2011 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
March 3, 2003 - June 14, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
March 15, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
June 25, 2001 - March 12, 2002
ELECTRONIC TRADING GROUP, LLC
April 1, 1999 - June 26, 2001
ON-SITE TRADING, INC.
May 19, 1997 - June 4, 1997
INVESTORS ASSOCIATES, INC.
March 24, 1997 - May 1, 1997
ANDREW GARRETT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 11/7/2022
General Securities Representative ExaminationSeries 55
Date: 4/26/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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