Irving A. Pratt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irving Adrian Pratt JR, who also goes by Irving Adrian Pratt, was a registered financial professional .
Irving is a previously registered financial professional and started their career in finance in 1997. Irving had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2011 - January 21, 2017
PRATT ASSOCIATES, INC.
September 3, 1997 - November 26, 2002
BILL FEW SECURITIES, INC.
April 7, 1997 - September 3, 1997
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRATT ASSOCIATES, INC.
CRD#: 158555 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
