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JH

Jonathan Scott Hoag

HBW ADVISORY SERVICES
BIXBY, OK
·CRD# 2867703·29 years experience

Professional Summary

Jonathan Scott Hoag is a registered financial advisor currently at HBW ADVISORY SERVICES LLC located in Bixby, Oklahoma. Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jonathan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

HBW ADVISORY SERVICES LLC·CRD# 143665
RIA
Bixby, OK
September 16, 2009 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Bixby, OK
June 26, 2017 - December 31, 2020
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Bixby, OK
June 26, 2017 - December 31, 2020
HBW SECURITIES LLC·CRD# 136959
BD
Bixby, OK
January 17, 2006 - July 24, 2017
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Houston, TX
October 13, 2003 - December 31, 2005
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
June 30, 1997 - August 14, 2003

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Current Firm

HA
HBW ADVISORY SERVICES LLC

HBW ADVISORY SERVICES LLC

CRD#: 143665 / SEC#: 801-77333
RIA
Registered Investment Advisory firm - SEC (11/7/2012 Approved)
Alabama
Registered Investment Advisory firm - Alabama (12/13/2012 Terminated)
Arizona
Registered Investment Advisory firm - Arizona (12/13/2012 Terminated)
California
Registered Investment Advisory firm - California (1/12/2013 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (12/13/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (1/15/2013 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/13/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (12/13/2012 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (11/7/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/13/2012 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (12/13/2012 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (12/13/2012 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (12/13/2012 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/13/2012 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (1/13/2013 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (12/18/2012 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (12/13/2012 Terminated)
New York
Registered Investment Advisory firm - New York (12/13/2012 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/13/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/13/2012 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (12/13/2012 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (12/19/2012 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/21/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/13/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (12/13/2012 Terminated)
Washington
Registered Investment Advisory firm - Washington (12/13/2012 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (12/13/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2655 1st Street Suite 250, Simi Valley, CA 93065

Mailing Address

P.o. Box 2049, Simi Valley, CA 93062

Phone Number

(800) 473-3856

# of Employees

72

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HBW ADVISORY SERVICES LLC (11/13/2025)

Regulatory Assets Under Management

Total Number of Accounts

14,679

AUM (Assets Under Management)

$1,747,369,322

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Name of other business: HBW Advisory Services, LLC Investment related: Yes Address: Same as Registered Location Nature of business: HBW Advisory Services LLC primarily services the financial planning and investment management needs of individuals and small businesses Position/title/relationship: Investment Advisory Representative Start Date: 06/2017 Apx number of hours per week: 40 Apx number of hours during trading hours: 32.5 Brief description of duties: Investment Advisory Representative 2. Name of other business: Fixed insurance with various companies Investment related: Yes Address: Same as Registered Location Nature of business: Fixed Insurance Start Date: 06/2017 Apx number of hours per week: varies Apx number of hours during trading hours: varies Position/title/relationship: Insurance Agent Brief description of duties: Sells Life, Health, Disability, Annuities and Long Term Care 3. Name of other business: Jonathan S Hoag Investment related: No Address: Same as Registered Location Nature of business: Tax preparation Start date: 01/2000 Position/title/relationship: owner Apx number of hours per week: 5 Apx number of hours during trading hours: 5 Brief description of duties: tax preparation 4. Name of other business: HBW Partners Investment related: Yes Address: Same as Registered Location Nature of business: financial services Start date: 01/2006 Position/title/relationship: registered representative Apx number of hours per week: 10 Apx number of hours during trading hours: 10 Brief description of duties: offer financial services 5. Name of other business: Paccar Winch Investment related: No Address: 800 E Dallas Street Broken Arrow OK 74012 Nature of business: manufacturing Start date: 04/2014 Position/title/relationship: Plant Manager Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: Overall management of plant operations

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HBW ADVISORY SERVICES LLC

HBW ADVISORY SERVICES LLC

CRD#: 143665 / SEC#: 801-77333
RIA
Registered Investment Advisory firm - SEC (11/7/2012 Approved)
Alabama
Registered Investment Advisory firm - Alabama (12/13/2012 Terminated)
Arizona
Registered Investment Advisory firm - Arizona (12/13/2012 Terminated)
California
Registered Investment Advisory firm - California (1/12/2013 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (12/13/2012 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (1/15/2013 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/13/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (12/13/2012 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (11/7/2012 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/13/2012 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (12/13/2012 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (12/13/2012 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (12/13/2012 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/13/2012 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (1/13/2013 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (12/18/2012 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (12/13/2012 Terminated)
New York
Registered Investment Advisory firm - New York (12/13/2012 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/13/2012 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/13/2012 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (12/13/2012 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (12/19/2012 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (12/21/2012 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/13/2012 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (12/13/2012 Terminated)
Washington
Registered Investment Advisory firm - Washington (12/13/2012 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (12/13/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Oklahoma
(4/25/2013)
IAR
Texas
(11/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1997About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Scott Hoag's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JH
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