RF
Redina E. Franklin
INNOVATIVE ADVISORY GROUP
Lubbock, TX
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CRD#: 2867546
RF
Professional summary
Redina E Franklin, who also goes by Redina Elizabeth Ford, Redina Elizabeth Franklin, Redina F Franklin, is a registered financial advisor currently at INNOVATIVE ADVISORY GROUP located in Lubbock, Texas.
Redina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Redina has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Redina Elizabeth Ford | Redina Elizabeth Franklin | Redina F Franklin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Insurance Producer in the State of Texas (Insurance License #: 1052889)
CRS (Client Relationship Summary) - RIA
Click below to view Redina E Franklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2021 - Present
INNOVATIVE ADVISORY GROUP
RIA
CRD#: 146618
Lubbock, TX
Past
April 18, 2017 - March 2, 2021
AMICUS FINANCIAL ADVISORS, LLC
RIA
CRD#: 131315
LUBBOCK, TX
Past
July 15, 2015 - November 9, 2016
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
LUBBOCK, TX
Past
July 15, 2015 - November 9, 2016
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
LUBBOCK, TX
Past
November 8, 2012 - June 18, 2015
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
LUBBOCK, TX
Past
May 1, 2012 - June 18, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LUBBOCK, TX
Past
January 3, 2011 - February 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LUBBOCK, TX
Past
January 3, 2011 - February 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LUBBOCK, TX
Past
June 9, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
LUBBOCK, TX
Past
May 3, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
LUBBOCK, TX
Past
June 5, 2009 - December 23, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
LUBBOCK, TX
Past
June 27, 1997 - July 21, 2008
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
LUBBOCK, TX
Past
June 27, 1997 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 27, 1997 - July 21, 2008
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INNOVATIVE ADVISORY GROUP
INNOVATIVE ADVISORY GROUP | NUA ADVISORS, LLC | NUA ADVISORS | INNOVATIVE ADVISORY GROUP, LLC
CRD#: 146618 / SEC#: 801-122046
RIA
Registered Investment Advisory firm - (10/28/2021 Approved)Arizona
Registered Investment Advisory firm - (11/4/2021 Terminated)Connecticut
Registered Investment Advisory firm - (12/18/2013 Terminated)Florida
Registered Investment Advisory firm - (9/21/2011 Terminated)Maine
Registered Investment Advisory firm - (11/8/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (11/4/2021 Terminated)Minnesota
Registered Investment Advisory firm - (11/9/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (12/10/2021 Terminated)New Jersey
Registered Investment Advisory firm - (11/4/2021 Terminated)New York
Registered Investment Advisory firm - (11/4/2021 Terminated)Ohio
Registered Investment Advisory firm - (12/7/2011 Terminated)South Carolina
Registered Investment Advisory firm - (11/4/2021 Terminated)Texas
Registered Investment Advisory firm - (11/4/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/10/2023)
IAR
Texas(3/10/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IA
INNOVATIVE ADVISORY GROUP
INNOVATIVE ADVISORY GROUP | NUA ADVISORS, LLC | NUA ADVISORS | INNOVATIVE ADVISORY GROUP, LLC
CRD#: 146618 / SEC#: 801-122046
RIA
Registered Investment Advisory firm - (10/28/2021 Approved)Arizona
Registered Investment Advisory firm - (11/4/2021 Terminated)Connecticut
Registered Investment Advisory firm - (12/18/2013 Terminated)Florida
Registered Investment Advisory firm - (9/21/2011 Terminated)Maine
Registered Investment Advisory firm - (11/8/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (11/4/2021 Terminated)Minnesota
Registered Investment Advisory firm - (11/9/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (12/10/2021 Terminated)New Jersey
Registered Investment Advisory firm - (11/4/2021 Terminated)New York
Registered Investment Advisory firm - (11/4/2021 Terminated)Ohio
Registered Investment Advisory firm - (12/7/2011 Terminated)South Carolina
Registered Investment Advisory firm - (11/4/2021 Terminated)Texas
Registered Investment Advisory firm - (11/4/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
394 Lowell Street, Suite 8, Lexington, MA 02420
Mailing Address
Po Box 750073, Arlington, MA 02475
Phone number
(781) 577-2782
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 790 |
| AUM (Assets Under Management) | $ 160,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
