Scott K. Mulford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Kenneth Mulford, who also goes by Scott K Mulford, Scott Kenneth Mulford Cfa, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2019 - December 31, 2021
REBAR ASSET MANAGEMENT LLC
June 11, 2010 - April 18, 2011
UBS SECURITIES LLC
August 28, 2007 - June 26, 2008
J.P. MORGAN SECURITIES INC.
August 1, 2002 - May 2, 2003
CITIGROUP GLOBAL MARKETS INC.
June 14, 2002 - August 5, 2002
ACA SECURITIES, L.L.C.
May 9, 1997 - June 5, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
REBAR ASSET MANAGEMENT LLC
CRD#: 298871 / SEC#:
Contact information
Red Flags
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