BA
Ben D. Allison
PILLAR FINANCIAL ADVISORS
Louisville, KY 40220
Some features on this profile are disabled
CRD#: 2867393
BA
Professional summary
Ben Dick Allison JR, who also goes by Ben Allison, Ben Dick Allison, Jr, is a registered financial advisor currently at PILLAR FINANCIAL ADVISORS, LLC located in Louisville, Kentucky.
Ben is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ben has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Allison | Ben Dick Allison, Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Allison is a Member of Currypowder Holdings LLC, which was formed in 2013 and is located in Louisville, Kentucky. This non-investment-related entity owns Pillar Financial Advisors' business location. Currypowder Holdings LLC does not conduct any other business activities. Mr. Allison spends less than 1 hour per month on this outside business.
CRS (Client Relationship Summary) - RIA
Click below to view Ben Dick Allison JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2013 - Present
PILLAR FINANCIAL ADVISORS, LLC
Office #1: 3046 Breckenridge Lane Suite 104, Louisville, KY 40220RIA
CRD#: 121880
Louisville, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PILLAR FINANCIAL ADVISORS, LLC
PILLAR FINANCIAL ADVISORS, LLC
CRD#: 121880 / SEC#: 801-81053
RIA
Registered Investment Advisory firm - (3/3/2015 Approved)Indiana
Registered Investment Advisory firm - (10/13/2015 Terminated)Kentucky
Registered Investment Advisory firm - (10/12/2015 Terminated)Texas
Registered Investment Advisory firm - (12/31/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(5/14/2013)
Current Firm
PILLAR FINANCIAL ADVISORS, LLC
PILLAR FINANCIAL ADVISORS, LLC
CRD#: 121880 / SEC#: 801-81053
RIA
Registered Investment Advisory firm - (3/3/2015 Approved)Indiana
Registered Investment Advisory firm - (10/13/2015 Terminated)Kentucky
Registered Investment Advisory firm - (10/12/2015 Terminated)Texas
Registered Investment Advisory firm - (12/31/2012 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3046 Breckenridge Lane Suite 104, Louisville, KY 40220
Mailing Address
Phone number
(502) 384-3890
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 733 |
| AUM (Assets Under Management) | $ 313,810,078 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 01/29/2025 | ||
| 07/27/2023 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PILLAR FINANCIAL ADVISORS, LLC
CRD#: 121880Louisville, KY 40220TRUST BUT VERIFY
Monitor Ben Allison
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
