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JG

John F. Gualy

EAGLE GLOBAL ADVISORS LLC
HOUSTON, TX 77057
Some features on this profile are disabled
CRD#: 2867349
JG

Professional summary

John Fernando Gualy is a registered financial advisor currently at EAGLE GLOBAL ADVISORS LLC located in Houston, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 1 firm and has passed the Series 65 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Fernando Gualy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 1997 - Present

EAGLE GLOBAL ADVISORS LLC

Office #1: 5847 San Felipe Suite 930, Houston, TX 77057
RIA
CRD#: 107306
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EG
EAGLE GLOBAL ADVISORS LLC
EAGLE GLOBAL ADVISORS LLC

CRD#: 107306 / SEC#: 801-53294

RIA
Registered Investment Advisory firm - (11/14/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/14/1997)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/7/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/1997
General Securities Representative Examination

Current Firm

EG
EAGLE GLOBAL ADVISORS LLC
EAGLE GLOBAL ADVISORS LLC

CRD#: 107306 / SEC#: 801-53294

RIA
Registered Investment Advisory firm - (11/14/1996 Approved)
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Contact information

Main Address
1330 Post Oak Boulevard Suite 3000, Houston, TX 77056
Mailing Address
Phone number
(713) 952-3550
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EAGLE GLOBAL ADVISORS FORM ADV PART 2A (8/26/2025)

Regulatory assets under management

Total Number of Accounts371
AUM (Assets Under Management)$ 2,461,774,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EAGLE GLOBAL ADVISORS LLC

CRD#: 107306Houston, TX 77057

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