Daniel L. Crowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Lee Crowe, who also goes by Dan Crowe, Daniel Crowe, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1997. Daniel had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2018 - March 16, 2022
THE RETIREMENT GROUP, LLC
February 1, 2016 - December 31, 2017
THE RETIREMENT GROUP, LLC
April 28, 1997 - April 18, 2016
FSC SECURITIES CORPORATION
April 28, 1997 - April 25, 2022
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
THE RETIREMENT GROUP, LLC
CRD#: 148296 / SEC#: 801-69578
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,773 |
| AUM (Assets Under Management) | $ 544,452,358 |
Red Flags
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