Paul T. Torregrosa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Thomas Torregrosa, who also goes by Paul T Torregrosa, Paul Torregrosa, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2014 - October 31, 2017
GLOBAL INDEX ADVISORS, INC.
August 8, 2008 - July 1, 2014
GLOBAL INDEX ADVISORS, INC.
May 10, 2007 - June 7, 2007
UNITED INVESTMENT MANAGERS, INC.
July 6, 2004 - May 10, 2007
IRON CAPITAL ADVISORS INC.
October 11, 2002 - July 26, 2004
LPL FINANCIAL LLC
October 11, 2002 - July 26, 2004
LPL FINANCIAL LLC
June 28, 2000 - September 20, 2002
GPC SECURITIES, INC.
September 22, 1997 - March 25, 1999
DANIELS & ALLDREDGE INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL INDEX ADVISORS, INC.
CRD#: 171692 / SEC#: 801-79907
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
