Tonia D. Calabretta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tonia D Calabretta, who also goes by Tonia Denise Hartzell, Tonia Denise Runkle, was a registered financial professional .
Tonia is a previously registered financial professional and started their career in finance in 1997. Tonia had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2016 - September 13, 2017
&WEALTH PARTNERS
June 1, 2009 - July 19, 2010
MORGAN STANLEY
April 28, 1997 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
&WEALTH PARTNERS
CRD#: 149136 / SEC#: 801-69853
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
&WEALTH PARTNERS
CRD#: 149136 / SEC#: 801-69853
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 470,940,507 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
