DW
Dan E. Wagner
WEALTH MANAGEMENT ADVISORS
ANDERSON, SC 29624
Some features on this profile are disabled
CRD#: 2867278
DW
Professional summary
Dan Edward Wagner JR, who also goes by Dan E Wagner, is a registered financial advisor currently at WEALTH MANAGEMENT ADVISORS, LLC located in Anderson, South Carolina and ARKADIOS CAPITAL located in Greenville, South Carolina.
Dan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Dan has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan E Wagner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WAGNER WEALTH MANAGEMENT,LLC;INVESTMENT RELATED; 3 Legacy Park Rd,Ste A,Greenville,SC;INVESTMENT RELATED ACTIVITIES;SOLE PROPRIETOR;11/2006;25 HRS/MONTH;PRESIDENT/SOLE PROPRIETOR 2)WEALTH MANAGEMENT ADVISORS,LLC;INVESTMENT RELATED; 3 Legacy Park Rd,Ste A,Greenville,SC;INVESTMENT/FINANCIAL SERVICES;PRESIDENT/OWNER;5/2014;60 HRS/MONTH;3 HRS DURING TRADING;RIA DUTIES 3)DEW HOLDINGS LLC;INVESTMENT RELATED; 206 WELLING CIRCLE,GREENVILLE,SC 29607;HOLDING COMPANY FOR INVESTMENT-RELATED SERVICES;PRESIDENT;OCTOBER;25 HRS/MONTH;1 HR DURING TRADING;OVERSEE FIRMS INVESTMENT RELATED ACTIVITIES ACTIVITIES 4)INSURANCE SALES;NOT INVESTMENT RELATED; 301 SOUTH MCDUFFIE ST,ANDERSON,SC;INSURANCE SALES;INSURANCE SALES;1/2000;10 HRS/MONTH;0 HRS DURING TRADING;LIFE INSURANCE SALES 5)PINESTRAW NATIONAL LLC;INVESTMENT RELATED; 3 Legacy Park Rd,Ste A,Greenville,SC;REAL ESTATE;MEMBER;7/22/2015;1 HR/MONTH;1 HR DURING TRADING;INVESTOR 6)DJ WEALTH HOLDINGS LLC;INVESTMENT RELATED; 3 Legacy Park Rd,Ste A,Greenville,SC;REAL ESTATE;MEMBER;7/22/2015;1 HRS/MONTH;1 HRS DURING TRADING;MEMBER 7)J&D Baxter Ventures LLC; not investment related; 206 Welling Circle, Greenville,SC 29607;real estate holding co;secretary,member;6/1998;1 hr/month;1 hr during trading;identify property,review documents; 8) Cup of Joe LLC; 3 Legacy Park Rd Suite A; No not investment related; Coffee Sales; Co owner; 10/2017; 1 hour per month; 0 hours per trade day; Consulting, Financial contributions; 9) Coffee Unlimited LLC; 3 Legacy Park Rd Suite A; No Not investment related; Coffee Sales; Co-worker; 10/2017; 1 hour per month; 0 hours per trade day; Consulting, Financial Contribution; 10)Bucket List Capital,LLC; investment related;3 Legacy Park Rd,Suite 3A; passive investment,private co;member;9/21/2018;0 hrs/month;0 hrs during trading;passive 11)Research Park LLC;not investment related;206 Welling Circle,Greenville,SC 29607;real estate;owner;10/19/2018;1 hr/month;0 hrs during trading;owner,pay taxes and upkeep 12)KTW LLC,Is Not Investment Related,"206 Welling Cir, Greenville, SC 29607, Greenville, SC, 29607, United States",Sales/Distribution,owner,2023-01-25,2 hours per month,0 hours per month during trading hours,Other Compensation,No compensation other than equity
CRS (Client Relationship Summary) - RIA
Click below to view Dan Edward Wagner JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2014 - Present
WEALTH MANAGEMENT ADVISORS, LLC
Office #1: 301 South Mcduffie St., Anderson, SC 29624RIA
CRD#: 171260
ANDERSON, SC
Current
April 1, 2021 - Present
ARKADIOS CAPITAL
Office #1: 3 Legacy Park Rd. Ste A, Greenville, SC 29607BD
CRD#: 282710
Greenville, SC
Past
May 19, 2014 - April 5, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
Greenville, SC
Past
January 8, 2007 - May 19, 2014
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
ANDERSON, SC
Past
January 8, 2007 - May 19, 2014
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
ANDERSON, SC
Past
January 7, 2005 - January 30, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
ANDERSON, SC
Past
May 15, 1997 - January 30, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
ANDERSON, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT ADVISORS, LLC
CAPITAL OPTIONS, INC. | WEALTH MANAGEMENT ADVISORS, LLC | WAGNER WEALTH MANAGEMENT, LLC
CRD#: 171260 / SEC#: 801-79660
RIA
Registered Investment Advisory firm - (5/15/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/2/2021)
IAR
Florida(6/25/2024)
RR
Georgia(4/6/2021)
IAR
Georgia(6/24/2024)
RR
New Jersey(4/1/2021)
IAR
New Jersey(6/24/2024)
RR
North Carolina(4/6/2021)
IAR
North Carolina(6/21/2024)
IAR
South Carolina(5/20/2014)
RR
South Carolina(4/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WM
WEALTH MANAGEMENT ADVISORS, LLC
CAPITAL OPTIONS, INC. | WEALTH MANAGEMENT ADVISORS, LLC | WAGNER WEALTH MANAGEMENT, LLC
CRD#: 171260 / SEC#: 801-79660
RIA
Registered Investment Advisory firm - (5/15/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3 Legacy Park Road Suite A, Greenville, SC 29607
Mailing Address
Phone number
(864) 236-4706
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,306 |
| AUM (Assets Under Management) | $ 562,697,473 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH MANAGEMENT ADVISORS, LLC
CRD#: 171260Anderson, SC 29624TRUST BUT VERIFY
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