Jason D. White

ROGAN & ASSOCIATES

Safety Harbor, FL 34695

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CRD#: 2867125

Professional summary

Jason Dean White, CFP® is a registered financial advisor currently at ROGAN & ASSOCIATES, INC. located in Safety Harbor, Florida and J.W. COLE FINANCIAL, INC. located in Safety Harbor, Florida.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Rogan & Associates, RIA; Investment Related; 200 9th Avenue N, Ste 100, Safety Harbor, FL 34695; Planning; Certified Financial Planner; Start 7/3/2023; 160 hours/month, 150 hours/month during trading. (2) FINRA Arbitration; Investment Related; 2113 Centerview Ct. S, Clearwater, FL33759; Dispute Resolution; Non-Public Arbitrator; Start 7/2004; 0 hours/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Dean White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jason Dean White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

August 15, 2003 - Present

ROGAN & ASSOCIATES, INC.

Office #1: 200 9th Avenue North Suite 100, Safety Harbor, FL 34695

RIA

CRD#: 42762

Safety Harbor, FL

Current

May 12, 2025 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 200 Ninth Avenue North Suite 100, Safety Harbor, FL 34695

CRD#: 124583

Safety Harbor, FL

Past

July 11, 2003 - June 10, 2025

ROGAN & ASSOCIATES, INC.

CRD#: 42762

SAFETY HARBOR, FL

Past

December 13, 2002 - July 8, 2003

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

LARGO, FL

Past

November 26, 2002 - July 8, 2003

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

June 10, 2002 - November 29, 2002

BNY MELLON SECURITIES LLC

CRD#: 47268

JERSEY CITY, NJ

Past

March 27, 2002 - June 27, 2002

ROGAN & ASSOCIATES, INC.

CRD#: 42762

SAFETY HARBOR, FL

Past

February 24, 1999 - December 18, 2001

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

May 29, 1997 - December 31, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 29, 1997 - December 31, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROGAN & ASSOCIATES, INC.

CRD#: 42762 / SEC#: 801-69994, 8-49995

RIA

Registered Investment Advisory firm - SEC (3/30/2009 Approved)

Florida

Registered Investment Advisory firm - SEC (4/4/2009 Terminated)

Virginia

Registered Investment Advisory firm - SEC (4/7/2009 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(8/15/2003)

Florida
(5/12/2025)

Indiana
(5/12/2025)

North Carolina
(5/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROGAN & ASSOCIATES, INC.

CRD#: 42762 / SEC#: 801-69994, 8-49995

RIA

Registered Investment Advisory firm - SEC (3/30/2009 Approved)

Florida

Registered Investment Advisory firm - SEC (4/4/2009 Terminated)

Virginia

Registered Investment Advisory firm - SEC (4/7/2009 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

200 9th Avenue. North Suite 100, Safety Harbor, FL 34695

Mailing Address

200 9th Avenue. North Suite 100, Safety Harbor, FL 34695-3500

Phone number

(727) 712-3400

Established

Florida since 01/17/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

FINRA licenses (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ROGAN & ASSOCIATES PORTFOLIO PROGRAM (3/27/2025)

ROGAN & ASSOCIATES AMENDED FORM ADV PART 2A DISCLOSURE BROCHURE (3/27/2025)

Direct owners and executive officers

Name	Position	CRD#
ROGAN, MICHAEL GERARD	PRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	1503029
CARTER, ANA R	FINOP	4424794
FOSS, EDWIN ROBINSON	CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL	1334662

Regulatory assets under management

Total Number of Accounts	2,606
AUM (Assets Under Management)	$ 662,228,094

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason D. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Dean White's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason Dean White's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

ROGAN & ASSOCIATES, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

BNY MELLON SECURITIES LLC

ROGAN & ASSOCIATES, INC.

AMSOUTH INVESTMENT SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ROGAN & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2000

Series 63

Date: 6/6/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/27/1997

Series 24

Date: 4/28/2003

FINRA

Current Firm

ROGAN & ASSOCIATES, INC.

Contact information

SEC notice filing (16 States and Territories)

FINRA licenses (3 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

ROGAN & ASSOCIATES, INC.

TRUST BUT VERIFY

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