Gregg W. Niesyty
Professional summary
Gregg W Niesyty, CFP®, who also goes by Gregg Weymouth Niesyty, Gregg Weymouth Weymouth Niesyty, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Gregg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gregg has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregg W Niesyty's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
February 26, 2026 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124January 5, 2000 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124January 3, 2023 - December 26, 2023
SCHWAB WEALTH ADVISORY, INC.
February 23, 2022 - October 14, 2022
TD AMERITRADE, INC.
February 23, 2022 - July 29, 2024
TD AMERITRADE, INC.
July 28, 2016 - February 26, 2026
CHARLES SCHWAB & CO., INC.
January 3, 2012 - July 28, 2016
SCHWAB WEALTH ADVISORY, INC.
May 15, 2006 - December 31, 2011
CHARLES SCHWAB & CO., INC.
December 4, 1998 - November 22, 1999
FIRST ALLIED SECURITIES, INC.
September 3, 1997 - December 7, 1998
JOSEPHTHAL & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2023)
(3/26/2012)
(2/12/2010)
(12/7/2023)
(1/5/2000)
(1/5/2000)
(2/26/2026)
(2/14/2012)
(12/7/2023)
(9/16/2011)
(1/24/2007)
(1/5/2000)
(12/15/2009)
(12/21/2009)
(12/7/2023)
(12/7/2023)
(12/7/2023)
(5/4/2016)
(1/20/2010)
(2/13/2014)
(8/23/2011)
(9/25/2014)
(1/2/2009)
(12/7/2023)
(12/7/2023)
(12/7/2023)
(4/4/2013)
(12/8/2009)
(12/7/2023)
(12/7/2023)
(1/26/2007)
(1/5/2000)
(2/2/2010)
(1/5/2000)
(3/9/2004)
(12/7/2023)
(10/11/2007)
(5/4/2016)
(4/20/2010)
(3/8/2004)
(12/7/2023)
(3/8/2004)
(12/7/2023)
(12/7/2023)
(11/30/2009)
(2/26/2026)
(4/8/2011)
(7/5/2012)
(4/13/2009)
(1/2/2009)
(12/21/2009)
(12/7/2023)
(12/7/2023)
(12/7/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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