JC
Joseph P. Crotty
EAGLE STRATEGIES LLC
DUBLIN, OH
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CRD#: 2866867
JC
Professional summary
Joseph Patrick Crotty, CFP®, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Dublin, Ohio and NYLIFE SECURITIES LLC located in Dublin, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA CROTTY & ASSOCIATES, LLC; 6265 EMERALD PARKWAY, #100, DUBLIN OH 43016]
[JC ENTERPRISES LLC, OF COLUMBUS; OWNER; HOLDING COMPANY FOR REAL ESTATE; 4860 CARRIGAN RIDGE DR, DUBLIN, OH 43017; AS OF 07/2005; 1 HOUR PER MONTH]
[PROPERTY AND CASUALTY SALES; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING PROPERTY AND CASUALTY PRODUCTS; 485 METRO PLACE SOUTH #350 A. DUBLIN, OH 43017; 2HRS PER WEEKL]
[OPM Enterprises, LLC; real estate rehabs and rental properties ; 4860 Carrigan Ridge Dr, Dublin OH 43017; Start Date 01/2025; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
[C & C Midwest Group, LLC; This is the entity that holds ownership of real estate purchased for the purpose of renting them out.; PO Box 3124 Dublin, OH 43016-0058; Start Date 05/2017; Role/Title: Partner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours]
[Iguana Properties LLC; Real Estate holding company for rental properties.; PO Box 3124 Dublin, OH 43016-0058; Start Date 12/2018; Role/Title: Partner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; I will make purchasing decisions on the properties presented to us by realtors]
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Patrick Crotty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
May 30, 2007 - Present
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
DUBLIN, OH
Current
March 27, 1997 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DUBLIN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/20/2007)
RR
Indiana(10/11/2016)
RR
Minnesota(8/12/2025)
RR
Ohio(3/28/1997)
IAR
Ohio(5/30/2007)
RR
West Virginia(9/11/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
