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Fred Perelman

Some features on this profile are disabled
CRD#: 2866846
FP

Professional summary

Fred Perelman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Fred is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Fred had worked at 12 firms, which includes AVENIR FINANCIAL GROUP, PHD CAPITAL, ROCKWELL GLOBAL CAPITAL LLC, BRILL SECURITIES INC., DILLON SCOTT SECURITIES INC., EASTBROOK CAPITAL GROUP LLC, GRANTA CAPITAL GROUP LLC, GREAT EASTERN SECURITIES INC., CARLTON CAPITAL INC., INDEPENDENT SECURITIES INVESTORS CORPORATION, DUPONT SECURITIES GROUP INC., LEGEND SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fyodor Perelman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 14, 2012 - November 5, 2013

AVENIR FINANCIAL GROUP

BD
CRD#: 148490
NEW YORK, NY
Past

December 20, 2011 - December 10, 2012

PHD CAPITAL

BD
CRD#: 38785
NEW YORK, NY
Past

August 24, 2009 - December 24, 2009

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
NEW YORK, NY
Past

August 24, 2007 - January 7, 2008

BRILL SECURITIES, INC.

BD
CRD#: 18565
NEW YORK, NY
Past

May 16, 2007 - July 6, 2007

DILLON SCOTT SECURITIES, INC.

BD
CRD#: 118755
SAN FRANCISCO, CA
Past

August 1, 2006 - August 4, 2006

EASTBROOK CAPITAL GROUP LLC

BD
CRD#: 39781
NEW YORK, NY
Past

June 5, 2006 - August 3, 2006

GRANTA CAPITAL GROUP LLC

BD
CRD#: 114657
NEW YORK, NY
Past

July 12, 2005 - March 10, 2006

GREAT EASTERN SECURITIES, INC.

BD
CRD#: 2061
NEW YORK, NY
Past

June 10, 2005 - August 29, 2005

CARLTON CAPITAL INC.

BD
CRD#: 42533
NEW YORK, NY
Past

June 28, 2004 - May 27, 2005

INDEPENDENT SECURITIES INVESTORS CORPORATION

BD
CRD#: 43598
CHIPLEY, FL
Past

July 2, 2003 - July 2, 2004

DUPONT SECURITIES GROUP, INC.

BD
CRD#: 42305
NEW YORK, NY
Past

February 13, 2002 - July 10, 2003

LEGEND SECURITIES, INC.

BD
CRD#: 44952
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/5/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/11/2001
General Securities Representative Examination

Current Firm

AF
AVENIR FINANCIAL GROUP
AVENIR FINANCIAL GROUP | AVENIR FINANCIAL GROUP, INC.

CRD#: 148490 / SEC#: , 8-68031

BD
Terminated by SEC on 05/11/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Wyoming since 07/26/2010
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ALLEN, DAVID ARTHURPASSIVE INVESTOR2500427
CLEMENTS, MICHAEL TODDCEO,CCO1702071
PASQUESI, MAUROPASSIVE INVESTOR OWNER6148602
BABOULIS, LINDAPASSIVE INVESTOR6441448
CLEMENTS, JUDITHPASSIVE INVESTOR6432441

Disclosures

Regulatory Event4
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVENIR FINANCIAL GROUP

CRD#: 148490

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