AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
OM

Otis L. Mcqueen Jr.

AMERITAS INVESTMENT COMPANY
Bridgeport, CT 06610
Some features on this profile are disabled
CRD#: 2866842
OM

Professional summary

Otis Leroy Mcqueen Jr., who also goes by Otis Leroy Mcqueen Jr, Otis Mcqueen, Otis Leroy Mcqueen Jr, Otis Leroy Mcqueen Jr. Jr., is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Bridgeport, Connecticut.

Otis is registered as a RR (Registered Representative) and started their career in finance in 1997. Otis has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Otis Leroy Mcqueen Jr | Otis Mcqueen | Otis Leroy Mcqueen Jr | Otis Leroy Mcqueen Jr. Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Otis Leroy Mcqueen Jr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 26, 2021 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 480 Huntington Tpke, Bridgeport, CT 06610
BD
CRD#: 14869
Bridgeport, CT
Past

May 21, 2018 - June 25, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Bridgeport, CT
Past

August 18, 2016 - April 24, 2018

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
BRIDGEPORT, CT
Past

February 6, 2013 - September 8, 2014

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
BRIDGEPORT, CT
Past

September 17, 2008 - February 8, 2013

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SHELTON, CT
Past

March 20, 2007 - June 30, 2008

NEWALLIANCE INVESTMENTS, INC.

BD
CRD#: 126880
NEW HAVEN, CT
Past

March 20, 1998 - March 20, 2007

PEOPLE'S SECURITIES, INC.

BD
CRD#: 13704
BRIDGEPORT, CT
Past

March 31, 1997 - December 8, 1997

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/27/2021)
RR
New York
(5/31/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 4/3/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AI
AMERITAS INVESTMENT COMPANY, LLC
AMERITAS ADVISORY SERVICES | THE ADVISORS GROUP (TAG) | SOWER SECURITIES CORP. | BLN INVESTMENT CORP. | AMERITAS INVESTMENT CORP. | AMERITAS INVESTMENT CORP | AMERITAS INVESTMENT COMPLANY, LLC | AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869 / SEC#: 801-undefined, 8-31296

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5900 "o" Street, Lincoln, NE 68510
Mailing Address
Po Box 5507, Lincoln, NE 68505-0507
Phone number
(800) 335-9858
Established
Nebraska since 04/10/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (9/16/2021)
PART 2A APPENDIX 1 OF FORM ADV - CONSTELLATION WRAP FEE PROGRAM BROCHURE (9/16/2021)
AMERITAS INVESTMENT STRATEGIES WRAP FEE PROGRAM BROCHURE (9/16/2021)
PART 2A APPENDIX 1 OF FORM ADV - MANAGED ACCOUNT SOLUTIONS PROGRAM BROCHURE (9/16/2021)
ADV PART 2A APPENDIX 1 OF FORM ADV-GALAXY II WRAP FEE BROCHURE (9/16/2021)
PART 2A APPENDIX 1 OF FORM ADV - GALAXY WRAP FEE PROGRAM BROCHURE (9/16/2021)

Direct owners and executive officers

NamePositionCRD#
AMERITAS LIFE INSURANCE CORP.BENEFICIAL OWNER
BEASLEY, RYAN CHARLESMEMBER BOARD OF DIRECTORS2943009
BERTHOLD, RICHARD AARONVICE PRESIDENT, OPERATIONS4433172
BIEL, ROLLIN LYNNFINANCIAL AND OPERATIONS PRINCIPAL5101711
HALVERSON, KELLY JAYMEMBER BOARD OF DIRECTORS7977580
KINSELLA, MATTHEW JOHNCHIEF COMPLIANCE OFFICER5217108
KORTE, BRENT FRAZIERMEMBER BOARD OF DIRECTORS4808103
ROBSON, JEREMY MICHAELPRESIDENT AND MEMBER BOARD OF DIRECTORS4147931
SCHUBAUER, TYLER JOSEPHCORPORATE SECRETARY6392775
SHERFFIUS, MARIA ELIZABETHSECOND VICE PRESIDENT - COMPLIANCE OFFICER2726500
WU, MICHELE XIAOMINGMEMBER BOARD OF DIRECTORS7863936

Disclosures

Regulatory Event21
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869Bridgeport, CT 06610

TRUST BUT VERIFY

Monitor Otis Mcqueen Jr.

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Philip David Meese
Philip MeeseAdvisorCheck Check Mark
AE WEALTH MANAGEMENT, LLC
IAR
Darien, CT
DH
Donald HenryAdvisorCheck Check Mark
CITIGROUP GLOBAL MARKETS INC.
IAR
RR
Norwalk, CT
HF
Harlan FischerAdvisorCheck Check Mark
CETERA INVESTMENT ADVISERS LLC
IAR
RR
SETAUKET, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.