Ian W. Hinchcliffe
Professional summary
Ian Walter Hinchcliffe is a registered financial professional currently at UBS ASSET MANAGEMENT (US) INC. located in Chicago, Illinois.
Ian is registered as a RR (Registered Representative) and started their career in finance in 1997. Ian has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian Walter Hinchcliffe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2004 - Present
UBS ASSET MANAGEMENT (US) INC.
Office #1: One North Wacker Drive, Chicago, IL 60606July 30, 1999 - December 19, 2003
UBS FINANCIAL SERVICES INC.
May 28, 1997 - July 27, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
UBS ASSET MANAGEMENT (US) INC.
CRD#: 583 / SEC#: , 8-21901
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 10 |
Red Flags
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