March S. Kimmel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
March Stefan Kimmel was a registered financial professional .
March is a previously registered financial professional and started their career in finance in 1997. March had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2005 - August 21, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
April 15, 1997 - April 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 14, 1997 - April 30, 2003
IDS LIFE INSURANCE COMPANY
April 14, 1997 - April 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MIDAMERICA FINANCIAL SERVICES, INC.
CRD#: 47351 / SEC#: , 8-51758
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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