Thomas D. Terranova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Dominic Terranova JR, who also goes by Tom Terranova, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1997. Thomas had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2012 - June 9, 2015
INVESTORS CAPITAL CORP.
August 16, 2012 - June 9, 2015
INVESTORS CAPITAL CORP.
June 23, 2009 - September 14, 2010
SENTINEL PENSION ADVISORS, LLC.
June 15, 2009 - September 14, 2010
SENTINEL SECURITIES, LLC.
January 31, 2008 - June 2, 2009
MONEY CONCEPTS CAPITAL CORP
January 8, 2008 - June 2, 2009
MONEY CONCEPTS CAPITAL CORP
November 24, 2004 - August 10, 2005
AVANTAX INVESTMENT SERVICES, INC.
May 14, 1997 - December 31, 2002
TRUSTED SECURITIES ADVISORS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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