Janine L. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janine Listrom Martin, who also goes by Janine Listrom, was a registered financial professional .
Janine is a previously registered financial professional and started their career in finance in 1997. Janine had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2016 - August 28, 2017
TRUIST ADVISORY SERVICES, INC.
February 5, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
December 15, 2014 - August 28, 2017
TRUIST INVESTMENT SERVICES, INC.
March 23, 2009 - April 2, 2012
VIRTUS CAPITAL ADVISERS, LLC
February 26, 2009 - April 2, 2012
FORESIDE ASSOCIATES, LLC
May 9, 2008 - February 20, 2009
TRUIST INVESTMENT SERVICES, INC.
May 9, 2008 - February 20, 2009
TRUIST INVESTMENT SERVICES, INC.
September 2, 2005 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
June 23, 2005 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
October 1, 2000 - June 22, 2005
WELLS FARGO CLEARING SERVICES, LLC
April 30, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
August 27, 1997 - May 19, 1998
BOWLES HOLLOWELL CONNER & CO.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
