Christopher B. Tamis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Burkhardt Tamis, who also goes by Christopher Tamis, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Fordham University
Master of Business Administration (MBA) - Finance
2003
New York University
Bachelor of Arts (BA) - Individualized Study
1995
Experience
June 1, 2020 - September 5, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 26, 2020 - September 5, 2024
FIDELITY BROKERAGE SERVICES LLC
June 14, 2016 - December 31, 2018
WILLIAM BLAIR
June 13, 2016 - December 31, 2018
WILLIAM BLAIR
June 13, 2003 - December 4, 2015
NEUBERGER BERMAN BD LLC
February 19, 2003 - December 4, 2015
NEUBERGER BERMAN BD LLC
July 31, 1998 - February 19, 2003
NEUBERGER BERMAN MANAGEMENT LLC
July 15, 1997 - April 20, 1998
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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