Juella M. Owenswaller

GREEN STREET

Plano, TX

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CRD#: 2865674

Professional summary

Juella Mia Owenswaller is a registered financial advisor currently at GREEN STREET located in Plano, Texas.

Juella is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Juella has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juella Mia Owenswaller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2020 - Present

GREEN STREET

RIA

CRD#: 172378

Plano, TX

Past

July 29, 2014 - January 27, 2017

GSI CAPITAL ADVISORS LLC

RIA

CRD#: 135143

NEWPORT BEACH, CA

Past

April 18, 2007 - January 23, 2020

GREEN STREET TRADING, LLC

CRD#: 28937

DALLAS, TX

Past

April 8, 1997 - June 7, 2006

JEFFERIES LLC

CRD#: 2347

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/31/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/7/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/12/2007

General Securities Principal Examination

Current Firm

GREEN STREET

GREEN STREET | GREEN STREET RESEARCH, LLC | GREEN STREET ADVISORS, LLC

CRD#: 172378 / SEC#: 801-80137

RIA

Registered Investment Advisory firm - (3/1/2022 Terminated)

California

Registered Investment Advisory firm - (2/28/2022 Approved)

Texas

Registered Investment Advisory firm - (5/16/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 Bayview Circle Suite 400, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 640-8780

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Juella M. Owenswaller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juella Mia Owenswaller's CRS (Customer Relationship Summary).

Certified licenses

Experience

GSI CAPITAL ADVISORS LLC

GREEN STREET TRADING, LLC

JEFFERIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2014

Series 63

Date: 3/7/2001

SIE

Date: 10/1/2018

Series 55

Date: 7/31/1999

Series 7

Date: 4/7/1997

Series 24

Date: 7/12/2007

Current Firm

GREEN STREET

Contact information

Documents

Red Flags

Company Information

GREEN STREET

TRUST BUT VERIFY

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