CR
Chris J. Roe
MAGNOLIA PRIVATE WEALTH
Presto, PA
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CRD#: 2865667
CR
Professional summary
Chris Joseph Roe is a registered financial advisor currently at MAGNOLIA PRIVATE WEALTH, LLC located in Presto, Pennsylvania.
Chris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Chris has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 07/12/07� WWM PARTNERS I, LP/ 44 ABELE ROAD, STE 400, BRIDGEVILLE, PA 15017 /INVESTMENT RELATED/ INVESTING IN TWO PRIVATE REAL ESTATE FUNDS/PARTNER AND PASSIVE INVESTOR IN FUNDS/ SPENDS LESS THAN 1 HR/MO, 0 HR DURING TRADING HRS. 2) 12/22/2003� REAL ESTATE RENTAL� 1776 CAPITAL MANAGEMENT, LTD LOCATED AT 5020 CARNOUSTIE DRIVE PRESTO, PA 15142� INVESTMENT RELATED� 100% OWNER AND PRESIDENT and MANAGE RESIDENTIAL REAL ESTATE RENTAL PROPERTY FOR PERSONAL INVESTMENT/ LESS THAN 1 HR/MO, 0 HR DURING SECURITIES TRADING HRS.3) SINCE 2004 CHRIS J. ROE CPA, 5020 CARNOUSTIE DRIVE PRESTO, PA 15142 SOLE PROPRIETOR CPA PRACTICE TO PROVIDE TAX RETURNS/LESS THAN 1 HR/MO, 0 HR DURING TRADING HRS. 4) SINCE 12/1/2009, METROPOL INVESTMENTS LLC, 5020 CARNOUSTIE DRIVE PRESTO, PA 15142 INVESTMENT RELATED� AS THE MANAGING MEMBER OF THE HOLDING COMPANY, MANAGES AFFAIRS OF BUSINESS /APPROXIMATELY 1 HR/MO, 0 HR DURING SECURITIES TRADING HRS. 5) Metropol Realty Group, LLC Not investment related 5020 Carnoustie Drive, Presto, PA 15142� Real Estate, Manager since 2014� 1 hr/mth 0 during trading hrs� Manager, bookkeeper. 6) Rx Tax Advisors, LLC 5020 CARNOUSTIE DRIVE PRESTO, PA 15142 NON-INVESTMENT RELATED� AS THE MANAGING MEMBER SINCE 2024, MANAGES AFFAIRS OF BUSINESS /APPROXIMATELY 1 HR/MO, 0 HR DURING SECURITIES TRADING HRS. 7.) Serves as Trust Protector for clients' irrevocable trusts in a non-fiduciary, non-compensatory role. Activity is less than 1 hr. per month and 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Chris Joseph Roe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2024 - Present
MAGNOLIA PRIVATE WEALTH, LLC
RIA
CRD#: 324102
Presto, PA
Past
November 5, 2018 - December 31, 2024
RX WEALTH ADVISORS, LLC
RIA
CRD#: 297743
PRESTO, PA
Past
June 30, 2016 - September 17, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BRIDGEVILLE, PA
Past
March 1, 2013 - January 2, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BRIDGEVILLE, PA
Past
June 7, 2005 - October 1, 2010
FRAGASSO FINANCIAL ADVISORS
RIA
CRD#: 123255
BRIDGEVILLE, PA
Past
October 29, 2004 - January 24, 2022
WALDRON PRIVATE WEALTH
RIA
CRD#: 131063
BRIDGEVILLE, PA
Past
September 10, 2001 - March 12, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
BRIDGEVILLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
MAGNOLIA PRIVATE WEALTH, LLC
MAGNOLIA PRIVATE WEALTH, LLC
CRD#: 324102 / SEC#: 801-128251
RIA
Registered Investment Advisory firm - (10/13/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(12/5/2024)
IAR
Texas(7/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MP
MAGNOLIA PRIVATE WEALTH, LLC
MAGNOLIA PRIVATE WEALTH, LLC
CRD#: 324102 / SEC#: 801-128251
RIA
Registered Investment Advisory firm - (10/13/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1845 Walnut Street Suite 1601, Philadelphia, PA 19103
Mailing Address
Phone number
(571) 477-1375
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 712 |
| AUM (Assets Under Management) | $ 225,740,627 |
Red Flags
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