MW
Malcolm D. Walker
KESTRA ADVISORY SERVICES
Largo, FL 33778
Some features on this profile are disabled
CRD#: 2865657
MW
Professional summary
Malcolm David Walker JR, ChFC®, CLU®, who also goes by Dave Walker, Malcolm David Walker, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Largo, Florida and KESTRA INVESTMENT SERVICES, LLC located in Beaver, Pennsylvania.
Malcolm is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Malcolm has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Walker | Malcolm David Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EXCELLA WEALTH CONSULTING, LLC POSITION: Co-owner, 85% NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes # OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 09/04/2025 ADDRESS: 10706 115th Avenue, Largo FL 33778, United States DESCRIPTION: File Federal and State Tax Returns. EXCELLA WEALTH PROPERTIES, INC. RE 2ND BUILDING POSITION: President and Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/09/2019 ADDRESS: 11444 Seminole Boulevard, Largo FL 33778, United States DESCRIPTION: Collect the rents. building is maintained. EXCELLA WEALTH PROPERTIES, INC. RE BRANCH OFFICE POSITION: President and Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 09/09/2019 ADDRESS: 10706 115th Avenue, Largo FL 33778, United States DESCRIPTION: building repairs and maintenance. MALCOLM D. WALKER JR. P&C INSURANCE POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/12/2016 ADDRESS: 10706 115th Avenue, Largo FL 33778, United States DESCRIPTION: Sell P&C insurance. MALCOLM D. WALKER JR. TAX PREP POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/12/2016 ADDRESS: 7268 Bryce Point N, Pinellas Park FL 33782, United States DESCRIPTION: Tax consultation and preparation. MALCOLM D. WALKER JR. RE MONACA, PA PROPERTY POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/13/2016 ADDRESS: 358 12th Street, Monaca PA 15061, United States DESCRIPTION: Collect rents when due. Pay expenses of the property. Maintain the property. MALCOLM D. WALKER JR. RE KENNETH CITY, FL PROPERTY POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2020 ADDRESS: 6400 46th Avenue N, Unit 1, Kenneth City FL 33709, United States DESCRIPTION: Collect rents. Pay expenses. Maintain the property. MALCOLM D. WALKER JR. RE BEAVER, PA PROPERTY POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/13/2016 ADDRESS: 22 Hemlock Street, Beaver PA 15061, United States DESCRIPTION: Collect rents. Pay expenses. Maintain the property. MALCOLM D. WALKER JR. POSITION: Ower NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/13/2016 ADDRESS: 358 12th Street, Monaca PA 15061, United States DESCRIPTION: Collect rents. Pay expenses. Maintain the property. KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/04/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR BAYOU CLUB HOA BOARD POSITION: Board Member and Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 03/02/2021 ADDRESS: 7979 Bayou Club Boulevard, Largo FL 33777, United States DESCRIPTION: Board Member of the HOA . WILLOW LAKES MASTER HOA BOARD POSITION: Board Member and Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 12/03/2022 ADDRESS: 6400 46th Avenue N, Kenneth City FL 33709, United States DESCRIPTION: Board Member WILLOW LAKES TOWNHOMES HOA BOARD POSITION: Board Member and Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 10/12/2023 ADDRESS: 6400 46th Avenue N, Kenneth City FL 33709, United States DESCRIPTION: Board Member.
CRS (Client Relationship Summary) - RIA
Click below to view Malcolm David Walker JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 4, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 10706 115th Avenue, Largo, FL 33778Office #2: 362 3rd St, Beaver, PA 15009RIA
CRD#: 283330
Largo, FL
Current
September 4, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 362 3rd St, Beaver, PA 15009Office #2: 10706 115th Ave, Largo, FL 33778BD
CRD#: 42046
Beaver, PA
Past
August 26, 2016 - September 4, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Beaver, PA
Past
August 26, 2016 - September 4, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Beaver, PA
Past
June 21, 2016 - August 31, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
Kenneth City, FL
Past
June 21, 2016 - August 31, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BEAVER, PA
Past
September 18, 2007 - June 16, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BEAVER, PA
Past
April 1, 1997 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
MONACA, PA
Past
April 1, 1997 - June 16, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BEAVER, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/4/2025)
RR
Arizona(9/4/2025)
RR
California(9/4/2025)
RR
Connecticut(10/21/2025)
RR
Florida(9/8/2025)
IAR
Florida(9/10/2025)
RR
Georgia(9/4/2025)
RR
Massachusetts(9/5/2025)
RR
New York(9/4/2025)
RR
North Carolina(9/9/2025)
RR
Ohio(9/4/2025)
RR
Pennsylvania(9/4/2025)
IAR
Pennsylvania(9/4/2025)
RR
South Carolina(9/4/2025)
RR
Texas(9/4/2025)
IAR
Texas(9/4/2025)
RR
Virginia(9/19/2025)
RR
West Virginia(9/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Largo, FL 33778TRUST BUT VERIFY
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