Daniel Librizzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Librizzi, AIF®, CFP®, who also goes by Dan Librizzi, Daniel Librizzi, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1997. Daniel had worked at 19 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Experience
August 19, 2022 - October 5, 2023
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
April 29, 2022 - October 5, 2023
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
February 3, 2022 - February 28, 2022
CWM, LLC
January 18, 2022 - February 25, 2022
CETERA WEALTH SERVICES, LLC
January 25, 2018 - November 3, 2021
SECURIAN FINANCIAL SERVICES, INC.
January 24, 2018 - November 3, 2021
SECURIAN FINANCIAL SERVICES, INC.
September 12, 2014 - October 13, 2017
EQUITABLE ADVISORS, LLC
September 11, 2014 - October 13, 2017
EQUITABLE ADVISORS, LLC
September 20, 2010 - June 23, 2014
EQUITABLE ADVISORS, LLC
September 20, 2010 - June 23, 2014
EQUITABLE ADVISORS, LLC
January 14, 2010 - August 19, 2010
CURIAN CLEARING, LLC
November 11, 2008 - August 19, 2010
CURIAN CAPITAL, LLC
November 7, 2008 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 26, 2008 - October 30, 2008
JANUS HENDERSON DISTRIBUTORS US LLC
August 21, 2007 - June 6, 2008
EQUITY SERVICES, INC.
August 17, 2007 - June 6, 2008
EQUITY SERVICES, INC.
June 26, 2006 - August 2, 2007
SENTINEL FINANCIAL SERVICES COMPANY
July 26, 2005 - June 1, 2006
MORGAN STANLEY DW INC.
July 12, 2005 - June 1, 2006
MORGAN STANLEY DW INC.
August 11, 2004 - November 19, 2004
IDS LIFE INSURANCE COMPANY
August 11, 2004 - November 19, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
August 18, 2000 - October 4, 2001
HAPOALIM SECURITIES USA, INC.
January 14, 1999 - July 26, 2000
W.A. CAPITAL MARKETS
March 19, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 19, 1997 - August 8, 1997
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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