Scott E. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott E Stone, who also goes by Scott Erwin Stone, Scott Stone, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2024 - August 5, 2025
FIRST HEARTLAND CAPITAL, INC.
April 29, 2022 - December 31, 2022
CREATIVEONE SECURITIES, LLC
January 11, 2019 - June 12, 2020
ONEAMERICA SECURITIES, INC.
January 22, 2016 - December 24, 2018
HORNOR, TOWNSEND & KENT, LLC
January 3, 2013 - May 21, 2015
PRUCO SECURITIES, LLC.
April 10, 2012 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
October 24, 2001 - March 23, 2012
NYLIFE SECURITIES LLC
May 21, 1998 - April 19, 2001
SUNSET FINANCIAL SERVICES, INC.
April 10, 1997 - May 28, 1998
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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