Roger A. Ruz

AMERITAS ADVISORY SERVICES

DUBLIN, OH

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CRD#: 2865493

Professional summary

Roger Anthony Ruz, who also goes by Roger Ruz, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Dublin, Ohio and AMERITAS INVESTMENT COMPANY, LLC located in Lincoln, Nebraska.

Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Roger has worked at 10 firms and has passed the Series 63, Series 65, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roger Ruz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Anthony Ruz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2025 - Present

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

DUBLIN, OH

Current

March 24, 2025 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 5900 "o" Street, Lincoln, NE 68510

CRD#: 14869

Lincoln, NE

Past

November 18, 2024 - March 14, 2025

GROVE POINT ADVISORS, LLC

RIA

CRD#: 313171

Dublin, OH

Past

November 18, 2024 - March 14, 2025

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

June 23, 2014 - August 5, 2024

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

DUBLIN, OH

Past

June 23, 2014 - August 5, 2024

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

DUBLIN, OH

Past

September 24, 2010 - May 30, 2014

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

COLUMBUS, OH

Past

September 13, 2010 - May 30, 2014

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

January 20, 2010 - August 18, 2010

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

COLUMBUS, OH

Past

January 4, 2010 - August 18, 2010

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA

CRD#: 143384

COLUMBUS, OH

Past

March 6, 2009 - August 21, 2009

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

RIA

CRD#: 134008

COLUMBUS, OH

Past

January 27, 2003 - January 11, 2005

JPMORGAN FLEMING ASSET MANAGEMENT

RIA

CRD#: 107247

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/25/2025)

Alaska
(3/25/2025)

Arizona
(3/25/2025)

Arkansas
(3/25/2025)

California
(3/25/2025)

Colorado
(3/25/2025)

Connecticut
(3/25/2025)

Delaware
(3/25/2025)

District of Columbia
(3/25/2025)

Florida
(3/25/2025)

Georgia
(3/25/2025)

Hawaii
(3/25/2025)

Idaho
(3/25/2025)

Illinois
(3/25/2025)

Indiana
(3/25/2025)

Iowa
(3/25/2025)

Kansas
(3/25/2025)

Kentucky
(3/25/2025)

Louisiana
(3/25/2025)

Maine
(3/25/2025)

Maryland
(3/25/2025)

Massachusetts
(3/25/2025)

Michigan
(3/25/2025)

Minnesota
(3/25/2025)

Mississippi
(3/25/2025)

Missouri
(3/25/2025)

Montana
(3/25/2025)

Nebraska
(3/24/2025)

IAR

Nebraska
(3/25/2025)

Nevada
(3/25/2025)

New Hampshire
(3/25/2025)

New Jersey
(3/25/2025)

New Mexico
(3/25/2025)

New York
(3/25/2025)

North Carolina
(3/25/2025)

North Dakota
(3/25/2025)

Ohio
(3/24/2025)

IAR

Ohio
(3/25/2025)

Oklahoma
(3/25/2025)

Oregon
(3/25/2025)

Pennsylvania
(3/25/2025)

Rhode Island
(3/25/2025)

South Carolina
(3/25/2025)

South Dakota
(3/25/2025)

Tennessee
(3/25/2025)

Texas
(3/25/2025)

IAR

Texas
(3/25/2025)

Utah
(3/25/2025)

Vermont
(3/25/2025)

Virginia
(3/25/2025)

Washington
(3/25/2025)

West Virginia
(3/25/2025)

Wisconsin
(3/25/2025)

Wyoming
(3/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/9/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/9/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/12/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/7/2010

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roger A. Ruz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Anthony Ruz's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

GROVE POINT ADVISORS, LLC

GROVE POINT INVESTMENTS, LLC

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

RESOURCE HORIZONS GROUP LLC

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

JPMORGAN FLEMING ASSET MANAGEMENT

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/2010

Series 65

Date: 3/9/2009

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/19/2010

Series 53

Date: 1/12/2011

Series 4

Date: 12/7/2010

Series 24

Date: 3/2/2010

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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